# UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000708612-19-000003
- CIK: 708612
- File #: 8-28475
- Material weakness: No
- Auditor: Ernst & Young
- Auditor location: San Juan, PR
- Contact: Jose Grau
- Phone: 787-501-2819
- Signed by: Jose Grau (CFO Principal Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/708612/000070861219000003/form17a5bs.pdf

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X-17A-5

 0000708612
 XXXXXXXX

 LIVE

 true
 false
 false

 12-01-2018
 12-31-2018
 Broker-dealer
 N

 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

 250 MUNOZ RIVERA AVENUE
 HATO REY
 PR
 00918

 Jose Grau
 787-501-2819

 Ernst & Young

 Plaza 273, 10thFloor
 Ponce de Leon Avenue
 San Juan
 PR
 00917-1951

 Certified Public Accountant

 Jose Grau
 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
 12-31-2018
 Jose Grau
 CFO Principal Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.