# UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO X-17A-5/A (2019-04-25) — Broker-dealer annual report

- Company: UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
- Form: X-17A-5/A
- Filed: 2019-04-25
- Period: 2018-12-31
- Accession: 0000708612-19-000005
- CIK: 708612
- File #: 8-28475
- Material weakness: No
- Auditor: Ernst & Young, LLP
- Auditor location: San Juan, PR
- Contact: Jose Grau
- Phone: 7872502029
- Signed by: Jose Grau (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/708612/000070861219000005/UBSFSIPRSoFCnotes2018.pdf

---

X-17A-5/A

 0000708612
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N
 Signed compliance report, signature was missing in the first filing.

 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

 250 MUNOZ RIVERA AVENUE
 HATO REY
 PR
 00918

 Jose Grau
 7872502029

 Ernst & Young, LLP

 Plaza 273 10th floor
 273 Ponce de Leaon Avenuie
 San Juan
 PR
 00917

 Certified Public Accountant

 Jose Grau
 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
 12-31-2018
 Jose Grau
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.