Full text of IBKR SECURITIES SERVICES LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### IBKR SECURITIES SERVICES LLC (SEC I.D. No. 8-28569) ### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | |-----------------|--| | 8-28569 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | A. | | | | |---------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------| | | | REGISTRANT IDENTIFICATION | | | NAME OF FIRM: IBKR SECURITIES SERVICES LLC | | | | | | | | | | | | | | | | | | | | | | | | | | CT | | 06830 | | | (State) | | (Zip Code) | | | | | | | | | | dmendonca@ibkr.com | | | | | | | | (Area Code – Telephone Number) | | (Email Address) | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name – if individual, state last, first, and middle name) | | | | | NEW YORK | | NY | 10112-0015 | | (City) | | (State) | (Zip Code) | | | | 34 | | | | ☐ Security-based swap dealer | TYPE OF REGISTRANT (check all applicable boxes):<br>☐ Check here if respondent is also an OTC derivatives dealer<br>(No. and Street)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>203-618-5881 | ☐ Major security-based swap participant<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contai…Read the full text as markdown