Full text of INVESTORS BROKERAGE OF TEXAS, LTD.'s X-17A-5 filed 2022-03-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per resp,onse: 12 SEC FILE NUMBER 8-28644 **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2021** MM/DD/VY AND ENDING **12/31/2021** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Investors Brokerage of Texas, Ltd. TYPE OF REGISTRANT (check all applicable boxes}: ii Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ' 225 South 5th Street (No. and Street) Waco TX 76701 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Joseph K Brooks 254-759-3708 jbrooks@investorsbrokerage.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company (Name - if individual, state last, first, and middle name) 325 N. Saint Paul St., #3100 Dallas TX (Address) (City) (State) 09/18/03 169 75201 (Zip Code) r•• **of Reg;stratioo with PCAOB){• appl .. ble) FOR OFFICIAL USE ONLY** (PCAOB Re~n,atioo N"mbe,, • appHra~e) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(li), if applicable. **Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | | OATH OR AFFIRMATION | |-----------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | I, Timothy R. Kohn | swear (or affirm) that, to the best of my knowledge and belief, the | | financial report pertaining to the firm of Investors Brokerage of Texas, Ltd.<br>December 31, | 2~<br>as of<br>is true an…Read the full text as markdown