Full text of LAMON & STERN, INC.'s X-17A-5 filed 2023-10-26 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Est mated average burden<br>hours per response: 12 | | | |-------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | PART III | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 07/01/22 | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Lamon and Stern Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ال Check here if respondent is also an OTC derivatives dealer | Broker-dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 4200 Northside Parkway, Building 4, Suite 300 | | | | | (No. and Street) | | | | Atlanta | GA | | 30327 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Chip Allen | 731-668-3825 x104 | | callencylamonandstern.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Rubio CPA, PC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 2727 Paces Ferry Rd SE, Suite 2-1680 Atlanta | | GA | 303339 | | (Address)<br>05/05/2009 | (City) | (State)<br>3514 | (Zip Code) | | (Date of Registration with PCAOB){if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | CFR 240.17a-5(e)(1)(ii), if applicable. | * Claims for exemption from the requirement that the annual reports of ah independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of(the exemption. See 17 | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------…Read the full text as markdown