MESIROW FINANCIAL, INC. X-17A-5 (2026-05-21) — Broker-dealer annual report

Full text of MESIROW FINANCIAL, INC.'s X-17A-5 filed 2026-05-21 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **MESIROW FINANCIAL, INC. (SEC I.D. No. 8-28816)** **\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_** **Statement of Financial Condition As of March 31, 2026 and Report of Independent Registered Public Accounting Firm** **Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document** {1}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING 04/01/2025 | | AND ENDING 03/31/2026 | | | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|------------------------------|-------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Mesirow Financial, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>பு Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | [ Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 353 North Clark Street | | | | | | | (No. and Street) | | | | | Chicago | | | 60654 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Christopher D. Farr | 312-595-6895 | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Deloitte & Touche LLP | | | | | | 111 South Wacker Drive | (Name - if individual, state last, first, and middle name)<br>Chicago | | 60606-4301 | | | | | (State) | (Zip Code) | | | (Address)<br>10/20/2003 | (City) | 34 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | Cloices for quamplian from the requirement that the revered by the reports of an indopport of an indonant public | FOR OFFICIAL USE ONLY | | | | {2}------------------------------------------------ | Jesse Keig | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Mesirow Financial, Inc. | as of | | 3/31 | , 2 6 | | | p…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)