Full text of ROBOTTI SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  {1}------------------------------------------------ {2}------------------------------------------------ | Robert E. Robotti | | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------|--------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | | tinancial report pertaining to the firm of Robotti Securities, LLC | as of | | 12/31 | | , 2021 | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | | SUSAN KAPLAN<br>NOTARY PUBLIC-STATE OF NEW YORK<br>No. 01KA6052215 | Signature | | | Qualified in Rockland County | 144 00 | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ **ROBOTTI SECURITIES, LLC (A Limited Liability Company) FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION CONFIDENTIAL PURSUANT TO RULE 17a-5(e) (3) YEAR ENDED DECEMBER 31, 2021**  {4}------------------------------------------------ # **ROBOTTI SECURITIES, LLC (A Limited Liability Company) FOR THE YEAR ENDED DECEMBER 31, 2021** ## **TABLE OF CONTENTS** | REPORT<br>OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Page<br>1-<br>2 | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------| | FINANCIAL STATEMENTS | | | Statement of financial condition | 3 | | Statement of operations and changes in member's equity | 4 | | Statement of cash flows | 5 | | Notes to<br>financial statements | 6<br>-<br>17 | | SUPPLEMENTAL<br>INFORMATION | | | Computation of net capital under Rule 15c3-1 of the Securities and<br>Exchange Commission | 18 | | Computation for determination of the reserve requirements and<br>information relating to possession or control requirements<br>under Rule<br>15c3-3 of the Securities and Exchange Commission | 19 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 20 | | Exemption Report<br>Pursuant to Securities and Exchange Commission Rule<br>17a-5(d)(4) | 21 |  {5}------------------------------------------------ ![](_page_5_Picture_0…Read the full text as markdown