Full text of WESTMINSTER RESEARCH ASSOCIATES LLC's X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Westminster Research Associates LLC** **Statement of Financial Condition December 31, 2022** *(SEC I.D. No. 8-28900)* {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |-------------------------------------------------------------------------------------------------------|--| | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | SEC FILE NUMBER | | | 006888-8 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | |---------------------------------|------------|------------|------------|--| | | MM/DD/YY | | MM/DD/YY | | ### A. REGISTRANT IDENTIFICATION Westminster Research Associates LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): 図 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 599 Lexington Avenue, 27th Floor | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|--------------------------------------------| | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Melissa Bowen-Farsewicz | 646-690-3241 | | melissa.bowen@cowen.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing" | | | | KPMG LLP | | | | | 345 Park Avenue | {Name - if individual, state last, first, and middle name}<br>New York | | | | | (City) | NY | 10154 | | (Address)<br>10/20/2003 | | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | 185 | (PCAOB Registration Number, if applicable) | " Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied by the exports of an independent public accountant applicable. Persons who are to respond to the collection of information contained in this…Read the full text as markdown