FIRST ALLIED SECURITIES, INC. X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of FIRST ALLIED SECURITIES, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FIRST ALLIED SECURITIES, INC.
• Form: X-17A-5
• Filed: 2021-02-26
• Period: 2020-12-31
• Accession: 0000718856-21-000004
• CIK: 909841
• File #: 8-46167
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: Los Angeles, CA
• Contact: Theodore Horwith
• Phone: Principal Financial
• Signed by: Theodore Horwith (Principal Financial Officer)

Document text (excerpt)

X-17A-5 0000909841 XXXXXXXX LIVE true false false 01-01-2020 12-31-2020 Broker-dealer N FIRST ALLIED SECURITIES, INC. 655 WEST BROADWAY 12TH FLOOR SAN DIEGO CA 92101 Theodore Horwith Principal Financial Deloitte & Touche LLP 555 W 5th Street Los Angeles CA 90013 Certified Public Accountant Theodore Horwith FIRST ALLIED SECURITIES, INC. 02-26-2021 Theodore Horwith Principal Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2022-02-25
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-15
• X-17A-5 — 2017-04-20
• X-17A-5 — 2016-05-04
• X-17A-5/A — 2015-03-09
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-02-24

Original filing on SEC EDGAR (source of record)