Full text of PEOPLE'S SECURITIES, INC.'s X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response ## ANNUAL REPORTS FORM X-17A-5 PART III | nurs hel 1 espuitse. | | |----------------------|--| | | | | SEC FILE NUMBER | | | 8-29667 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/YY MM/DD/YY 231/2021 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: People's Securities Inc. TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer AND ENDING ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 850 Main Street, 2nd Floor | | (No. and Street) | | | | | |----------------------------------------------|---------------------------------------------------------------------------|----------------------------|------------|--|--| | Bridgeport | CT | | 06604-0031 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Dennis Beirne | (203)338-2794 | Dennis. Beirne@peoples.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Berry, Dunn, McNeil & Parker, LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 23 Water Street | Bangor | ME | 04401 | | | | (Address) | (City) | (State) | (Zip Code) | | | 10/8/2003 136 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Dennis Beirne | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|--------------------------…Read the full text as markdown