Full text of MUTUAL FUNDS ASSOCIATES INC.'s X-17A-5 filed 2026-01-26 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 32350123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SE<br>C<br>FIL<br>E<br>NU<br>MB<br>ER | |---------------------------------------| | 8<br>3<br>0<br>2<br>6<br>-1 | | | | PA<br>G<br>E<br>FA<br>CI<br>N<br>G<br>d<br>Ru<br>le<br>12<br>nd<br>ch<br>of<br>fo<br>io<br>Re<br>ire<br>Pu<br>17<br>5,<br>17<br>18<br>7<br>de<br>he<br>Se<br>rit<br>ie<br>Ex<br>A<br>ct<br>19<br>34<br>In<br>at<br>nt<br>to<br>r t<br>s<br>a- | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------|--------------------------------------------------------------------------------------|--| | qu<br>rs<br>ua<br>a-<br>, a<br>a-<br>un<br>cu<br>s<br>an<br>ge<br>rm<br>n<br>1<br>1<br>0<br>2<br>/<br>1<br>1<br>4<br>1<br>0<br>/3<br>1<br>/2<br>5<br>D | | | | | FO<br>RT<br>H<br>E<br>O<br>FI<br>LI<br>N<br>G<br>PE<br>RI<br>D<br>BE<br>G<br>IN<br>N<br>IN<br>G | A<br>N<br>M<br>M<br>/D<br>D/<br>YY | G<br>EN<br>DI<br>N<br>M<br>M<br>/D<br>D/<br>YY | | | A<br>RE | G<br>IS<br>TR<br>A<br>N<br>T<br>ID<br>EN<br>TI<br>FI<br>CA<br>TI<br>O | N | | | d<br>i<br>l<br>F<br>A<br>M<br>te<br>I<br>tu<br>n<br>s<br>s<br>s<br>o<br>c<br>a<br>s<br>a<br>u<br>n<br>c.<br>u<br>O<br>N<br>A<br>M<br>E<br>F<br>F<br>I<br>R<br>M<br>,<br>: | | | | | TY<br>PE<br>RE<br>G<br>IS<br>TR<br>A<br>NT<br>O<br>F<br>he<br>ck<br>al<br>l a<br>lic<br>ab<br>le<br>bo<br>(c<br>s)<br>pp<br>xe<br>:<br>EI<br>ok<br>-d<br>le<br>Se<br>rit<br>ba<br>d<br>de<br>al<br>rit<br>ba<br>d<br>Br<br>[I]<br>[I<br>M<br>aj<br>ic<br>ip<br>rt<br>t<br>er<br>ea<br>r<br>cu<br>y-<br>se<br>sw<br>ap<br>er<br>or<br>se<br>cu<br>y-<br>se<br>sw<br>ap<br>pa<br>an<br>Ch<br>k<br>is<br>als<br>OT<br>C<br>O<br>he<br>if<br>de<br>de<br>riv<br>ive<br>s d<br>ler<br>nt<br>at<br>ec<br>an<br>re<br>re<br>sp<br>on<br>o<br>ea | | | | | A<br>D<br>D<br>RE<b…Read the full text as markdown