Full text of PIPER SANDLER & CO.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | | OMB APPROVAL | | |--|--|--|--|--------------|--| |--|--|--|--|--------------|--| | OMB Number: 3235-0123 | |--------------------------| | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | (No. and Street) | | | | | | |--------------------|----------------------------------------------|--------------------|--|--|--| | Minneapolis | MN | 55402 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Katherine P. Clune | (212) 466-7799 | kate.clune@psc.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|-------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------|--|--| | 700 Nicollet Mall, Suite 500 | Minneapolis | MN | 55402 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 42 | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | | | | {1}------------------------------------------------ | | STATE OF: NEW YORK | |--------|----------------------------------------------------------------------------------------------------------| | | COUNTY OF: BRONX | | | ubscribed and sworn to (or affirmed) before me | | | DAY OF Feb<br>20 % | | | | | | Signature<br>BY KATHERINE GARCIA | | | NOTARY PUBLIC | | | MY COMMISSION EXPIRES: SEPTEMBER 19, 2028<br>hief Financial Officer | | | Title | | | KATHERINE GARCIA<br>NOTARY PUBLIC | | | Notary Public<br>COMMISSION: 01GA6347920 | | | EXPIRES: SEPTEMBER 19, 2028 | | | This filing ** contains (check all applicable boxes): | | | X (a) Statement of financial condition. | | | X (b) Notes to consolidated statement of financial condition. | | | (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a | | | statement of comprehensive income (as defined in §210.1-02 of Regulation S-X), | | (d) | Statement of cash flows. | | | (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | (1) | Statement of changes in liabi…Read the full text as markdown