Full text of NELSON SECURITIES,INC.'s X-17A-5 filed 2025-10-21 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SUBJECT: FINANCIAL STATEMENTS FOR FYE 6-30-2025 NELSON SECURITIES INC. 9718 N. MORTON CT, SPOKANE, WA 99218 DB# 14377 SEC# 8-30576 {1}------------------------------------------------ #### **AUDITED FINANCIAL STATEMENTS** FOR THE YEAR END **JUNE** 30, **2025** {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hoursper response: 12 > SECFILE NUMBER 8-30576 # PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 **FILING FOR** THE **PERIOD BEGINNING JULy 1, 2025 MM/DD/VY** AND ENDING JUNE 30, 2025 **MM/DD/VY** **A. REGISTRANT IDENTIFICATION** # NAMEOF FIRM: N\_E\_L\_S\_O\_N\_S\_E\_C\_U\_R\_I\_T\_IE\_S\_,\_I\_N\_C-\_. ------- #### **TYPE OF REGISTRANT (check all applicable boxes):** - **0 Broker-dealer** D **Security-based swap dealer** D **d1eck here** if **resPondent is also** an OTC**derivatives dealer** - D Major security-based swap participant ADDRESSOF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9718 N MORTON COURT | SPOKANE | | | 99218 | |--------------------------------------------------|------------------------------|----|--------------------------------------------| | | | | | | | | | | | PATRICK K. DONAHUE | (509) 838-1313 X 140 | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | GOLDMAN & COMPANY, CPAs | | | | | 3535 ROSWELL ROAD, SUITE 32 | MARIETTA | GA | 30062 | | (Address)<br>JUNE 25, 2009 | | | | | (Date of ReRistration with PCAOB)(if aoolicablel | | | (PCAOB ReRistration Number, if applicable) | | | | | | | | | | | • daims for exemption from the requirement that the annual reports be covered by the repQrts of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii),if applicable. Persons who are to respond to the collection of lnformetlon contained In this form **are** not required to respond unless the form displays II currently valid 0MB control number. {3}------------------------------------------------ #### OATH OR AFFIRMATION I, ROBERT 0. NELSON, JR. swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of NELSON SECURITIES, INC. as of 6/30 2 is true andcorrect. I fu…Read the full text as markdown