Full text of UNIONBANC INVESTMENT SERVICES, LLC's X-17A-5 filed 2023-02-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UnionBanc Investment Services, LLC (SEC ID. NO. 8-30706) Financial Statements and Supplemental Schedules as of and for the Year Ended December 31, 2022 and Report of Independent Registered Public Accounting Firm #### **PUBLIC DOCUMENT** **Filed pursuant to Rule 17a-5(e)(3)** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL > 8-30706 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | 01/01/22<br>FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | AND ENDING | | 12/31/22<br>MM/DD/YY | |---------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------|-----------------|-------------------------------------------------------------------| | | A.<br>REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: UnionBanc Investment Services, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ܆x Broker-dealer<br>܆<br>܆ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | ܆ | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 800 N. Brand Blvd, 16th Floor | | | | | | (No. and Street) | | | | | Glendale, | | CA | | 91203 | | (City) | | (State) | | (Zip Code) | | Julian Jacolev, Managing Director, CFO 206-664-0061<br>(Name) | (Area Code – Telephone Number) | | (Email Address) | julian.jacolev@unionbank.com | | | | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Deloitte & Touche LLP | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 30 Rockefeller Plaza | New York | | NY | | | (Address) | (City) | | (State) | | | | | | | | | 10/20/2003<br>(Date of Registration with PCAOB)(if applicable) | | | 34 | | | | FOR OFFICIAL USE ONLY | | | 10112<br>(Zip Code)<br>(PCAOB Registration Number, if applicable) | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a current…Read the full text as markdown