# POTOMAC INVESTMENT COMPANY X-17A-5 (2026-03-11) — Broker-dealer annual report - Company: POTOMAC INVESTMENT COMPANY - Form: X-17A-5 - Filed: 2026-03-11 - Period: 2025-12-31 - Accession: 0000732687-26-000003 - CIK: 732687 - File #: 8-30830 - Type: Broker-dealer - Material weakness: No - Auditor: RW Group - Auditor location: Landenberg, PA - Contact: Carol Greenwald - Phone: 2402747810 - Email: zachmoss0@icloud.com - Signed by: Zachary Moss (Chief Operating Officer) Original filing: https://www.sec.gov/Archives/edgar/data/732687/000073268726000003/secform1.pdf --- {0}------------------------------------------------ 3/11/26, 7:04 PM edgarfiling.sec.gov/submitX17A5Form.html?action=print #### **Form X-17A-5 Filer Information UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **OMB APPROVAL** **OMB Number: 3235-0123, 3235-0749** **Estimated average burden hours per response: 12.00** **FORM X-17A-5** **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** **ANNUAL AUDITED REPORT Form X-17A-5 Part III** # **X-17A-5: Filer Information** | Filer CIK | 0000732687 | |--------------------------------------------------------------------------------|----------------------| | Filer CCC | U9lOIxX# | | Is this a LIVE or TEST Filing? | LIVE
TEST | | Would you like a Return Copy? | | | Is this an electronic copy of an official
filing submitted in paper format? | | | Confirming Broker Dealer Copy File
Number | | | Confirming Security-Based Swap Entity
Copy File Number | | | Submission Contact Information | | | Name | Zachary Moss | | Phone | 2026966080 | | E-Mail Address | zachmoss0@icloud.com | | Notification Information | | | Notify via Filing Website only? | | | Notification E-mail Address | zachmoss0@icloud.com | | | | # **X-17A-5: Submission Information** | Report for the Period Beginning | 01-01-2025 | | | |---------------------------------|------------------------|-------------------------------|------------------------------------------| | and Ending | 12-31-2025 | | | | Type of Registrant | Broker-dealer | Security-based swap
dealer | Major security-based swap
participant | | | OTC derivatives dealer | | | | Material Weakness | | | | Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? Yes No # **X-17A-5: A. Registrant Identification** | Name of Firm | POTOMAC INVESTMENT COMPANY | | |------------------------------------------------------------------|----------------------------|--| | Address of Principal Place of Business (Do not use P.O. Box No.) | | | | Address 1 | 1221 JEBBER LOOP | | | City | THE VILLAGES | | | State/Country | FLORIDA | | | Mailing Zip/ Portal Code | 32162 | | ### *Name and Telephone Number of Person to Contact in Regard to this Report* https://www.edgarfiling.sec.gov/submitX17A5Form.html?action=print 1/2 {1}------------------------------------------------ Name Carol Greenwald Telephone Number 2402747810 # **X-17A-5: B. Accountant Identification** ### *Independent Public Accountant* | Name - if individual, state last, first, and
middle name | RW
Group | |-------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------| | Address 1 | 114 Cambridge road | | City | Landenberg | | State/Country | PENNSYLVANIA | | Mailing Zip/ Postal Code | 19350-0114 | | Check One | Certified Public Accountant
Certified Public Accountant not resident in United States or any of its possessions | # **X-17A-5: Signature** #### *Oath or Affirmation* I**,** *Zachary Moss,* swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of *POTOMAC INVESTMENT COMPANY,* as of *03-11-2026,* is true and correct. I further swear (or affirm) that neither the company nor any partner, proprietor, principal officer or director has any proprietary interest in any account classified solely as that of a customer, except as follows: Signature Title Chief Operating Officer ### *Notary Public* Checking this box acknowledges that this oath or affirmation has been notarized. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.