Full text of FIRST SECURITIES NORTHWEST, INC.'s X-17A-5 filed 2026-03-23 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | 8-30977 | # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | 01/01/25 | | | 12/31/25 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|------------|-----------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | First Securities Northwest, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer ☐ Security-based swap dealer<br>Check here if respondent is'also an OTC derivatives dealer | | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 18824 Se Mildred Street | | | | | | | | (No. and Street) | | | | | | Milwaukie, | OR | | | 97267 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | JD Duyck | 503-723-4404 | | | jd@firstsecurities.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | 2121 AVENUE OF THE STARS #800 CENTURY CITY, | | | CA | 90067 | | | (Address) | (City) | | (State) | (Zip Code) | | | SEPTEMBER 15, 2020 | | | 6567 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this for…Read the full text as markdown