# B. RILEY WEALTH MANAGEMENT, INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: B. RILEY WEALTH MANAGEMENT, INC.
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0000739337-20-000002
- CIK: 739337
- File #: 8-31206
- Material weakness: No
- Auditor: Spicer Jeffries LLP
- Auditor location: Denver, CO
- Contact: Mary Ann Swain
- Phone: 901-259-9435
- Signed by: Mary Ann N. Swain (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/739337/000073933720000002/BRWMFullPublic.pdf

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X-17A-5

 0000739337
 XXXXXXXX

 008-31206

 LIVE

 true
 true
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 B. RILEY WEALTH MANAGEMENT, INC.

 40 SOUTH MAIN
 SUITE 1800
 MEMPHIS
 TN
 38103

 Mary Ann Swain
 901-259-9435

 Spicer Jeffries LLP

 4601 DTC Boulevard, Ste. 700
 Denver
 CO
 80237

 Certified Public Accountant

 Mary Ann N. Swain
 B. RILEY WEALTH MANAGEMENT, INC.
 12-31-2019
 Mary Ann N. Swain
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.