# B. RILEY WEALTH MANAGEMENT, INC. X-17A-5 (2021-02-26) — Broker-dealer annual report

- Company: B. RILEY WEALTH MANAGEMENT, INC.
- Form: X-17A-5
- Filed: 2021-02-26
- Period: 2020-12-31
- Accession: 0000739337-21-000003
- CIK: 739337
- File #: 8-31206
- Material weakness: No
- Auditor: Spicer Jeffries LLP
- Auditor location: Denver, CO
- Contact: Mary Ann Swain
- Phone: 9012599435
- Signed by: Mary Ann N. Swain (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/739337/000073933721000003/BRWMPublic.pdf

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X-17A-5

 0000739337
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2020
 12-31-2020
 Broker-dealer
 N

 B. RILEY WEALTH MANAGEMENT, INC.

 40 SOUTH MAIN
 SUITE 1800
 MEMPHIS
 TN
 38103

 Mary Ann Swain
 9012599435

 Spicer Jeffries LLP

 40 DTC Boulevard
 Suite 700
 Denver
 CO
 80237

 Certified Public Accountant

 Mary Ann N. Swain
 B. RILEY WEALTH MANAGEMENT, INC.
 12-31-2020
 Mary Ann N. Swain
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.