Full text of DRIVEWEALTH INSTITUTIONAL LLC's X-17A-5 filed 2025-03-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE **0MB APPROVAL** 0MB Number: 3l35·0123 Expires: Nov. 30, 2026 E�tirnated average burden hours per response: 12 **SEC FILE NUMBER Information Required Pursuant to Rules 17a·S, 17a•l2**1 **and 18a•7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1 /1 *f2024* MM/DD/VY AND ENDING **12/31/2024 A. REGISTRANT IDENTIFICATION** NAME OF FIRM: DriveWealth lnstitutional, LLC TYPE OF REGISTRANT (check all applicable boxes): MM/DD/VY [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 11 Wall Street (No. and Street) New York NY {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10005 (Zip Code) Paul Gonoud (929) 715-2060 pgonoud@drlvewealth.com (Name) (Area Code� Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing Grant Thornton LLP (Name- if individual, state last, first, and middle name) 757 Third Ave, 9th Floor New York NY (Address) (CltY) (State) 09/24/2003 248 10017 (Zip Code) (Date of Registration with PCAOB)(lf applicable} (PCAOB Registration Number, If **aoollcable) FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the *reports* of an independent public accountant must be supported by a statement of facts and circumstanc s relled on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l}(li), if applicable. **Persons who are to respond to the collection of information contained In this form are not required to respond unless the form** displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I<br>, | | |--------|--| | | | **Paul Gonoud swear (or affirm) that, to the best of my knowledge and belief, the** **financial report pertaining ta the firm of DrlveWealth lnstuuuo�al, LLC as of** 1 2/3 1 **2� is true and correct. I further swear (or affirm) that neither the company nor any** **partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.** | ·r,·(\,1 i -t.1.<br>(l-vpj | | |------…Read the full text as markdown