Full text of GENERAL SECURITIES CORP's X-17A-5 filed 2025-11-03 (period 2025-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNIT.ED STATES SECURITIES AND EXCHANGE COMMJ.SSl·ON Washingt.on, D.C. 20549 # **ANNUAL REPORTS FORM .X-17A-5 PART** <sup>111</sup> ### FACING PAGE | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30,- 2026 | | | Estimated average burden | | | hours .per response:. 12 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0 8 /0<br>1 /<br>2 4 | ---------<br>AND :ENDING 07131125 | |-------------------------------------------------------------------------------------------------------|------------------------------------------| | MM/DD/YY | MM/DD/ YY | | A. REGISTRANT IDENTIACATION | | | NAME OF FIRM: General Securities Corp | | | TYPE Of R1 EGJSTRANT {check all appficabfe boxes):<br>0 Broker-dealer<br>D Security-based swap dealer | D M·ajor security-based swap participant | □ Check here if respondent is also an OTC derivatives dea4er ## ADDRES.S Of PRINCIPAL P·LACE Of BUSINESS; (Do not use a P.O. box no.) 2007 Fayette | | ( No. and Street) | | | | |----------------------------------------------|----------------------------------------------------------------------------|--------------------------------|------------|--| | North Kansas City | Missouri | | 64116 | | | {City) | (State) | (Zip Code} | | | | PERSON TO CONTACT WtTH REGARD TO THIS FILING | | | | | | David S Miller | 8168106404 | dave@generalswecuritiesusa.com | | | | {Name) | {Area Code-Te.lephoi1e Number) | (Emait Address) | | | | | B. ACCOUNTANT JDENTJFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are -contained in this filing* | | | | | Thomas Faust, CPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Thomas Faust | Lafayette | IN | 47908 | | | {Address) | (City} | {State} | (Zip Code) | | | 02/14/2018 | | 6479 | | | | | | | | | (Date of Registration with PCAOB}(if a,ppJicabte) {PCAOB Registration Number, if applicable) ### **:FOR OFFICIAL USE ONl Y** - \* daims for exemption from the requirement that the annual reports. be covered by the re.ports of an independent pubfic accountant must be supported by a statement of facts and circumstances relied on .as the basis of the exemption. See 17 CFR 240.17a-5(e)(l){ii}, if applicable. **Persons w.h,o are to respond to the collection of information contained ln this form are not required to respond unless the form*…Read the full text as markdown