CETERA FINANCIAL SPECIALISTS LLC X-17A-5 (2017-03-15) — Broker-dealer annual report

Full text of CETERA FINANCIAL SPECIALISTS LLC's X-17A-5 filed 2017-03-15 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000700380 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N CETERA FINANCIAL SPECIALISTS LLC 200 NORTH MARTINGALE ROAD SEVENTH FLOOR SCHAUMBURG IL 60173 Mark Shelson 320-229-3191 Deloitte & Touche LLP 555 W 5th Street, #2700 Los Angeles CA 90013 Certified Public Accountant Mark Paul Shelson CETERA FINANCIAL SPECIALISTS LLC 12-31-2016 Mark Paul Shelson Chief Financial Officer Y

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