Full text of PROFINANCIAL, INC.'s X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PROFINANCIAL, INC. STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025** {1}------------------------------------------------ #### TABLE OF CONTENTS | | Page(s) | |---------------------------------------------------------|---------| | Facing page – Oath or Affirmation | 1 - 2 | | Report of Independent Registered Public Accounting Firm | 3 | | Financial Statements: | | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5 - 7 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-32026 # ANNUAL REPORTS FORM X-17A-5 PART III | | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|----------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | filing for the period beginning 05/01/25 | MM/DD/YY | 12/31/25<br>AND ENDING | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Profinancial, Inc. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 120 Wall Street, 25th Floor | | | | | | (No. and Street) | | | | New York | NY | | 10005 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jarred Beckerman 212-333-3315 | | | jbeckerman@proissuance.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant Identification | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Fulvio & Associates, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 5 West 37th Street, 4th Floor New York | | NY | 10018 | | (Address) | (City) | (State) | (Zip Code) | | 12/20/2018 | | 6529 | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | (PCAOB Registration Number, if applicable) | | | | | | | \* Claims for exemption from the requirement that the annual reports of an…Read the full text as markdown