Full text of ROTH CAPITAL PARTNERS, LLC's X-17A-5 filed 2016-08-26 (period 2016-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0000748532 XXXXXXXX 008-32129 LIVE true true false 07-01-2015 06-30-2016 Broker-dealer N ROTH CAPITAL PARTNERS, LLC 888 SAN CLEMENTE SUITE 400 NEWPORT BEACH CA 92660 Donald Skrdlant 949-720-5706 Deloitte & Touche LLP 555 West 5th Street Los Angeles CA 90013 Certified Public Accountant Gordon Roth ROTH CAPITAL PARTNERS, LLC 06-30-2016 Gordon Roth Chief Financial Officer Y
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