MAN INVESTMENTS INC. X-17A-5 (2024-03-18) — Broker-dealer annual report

Full text of MAN INVESTMENTS INC.'s X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) MAN INVESTMENTS INC. (SEC I.D. No. 8-32575) ## STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-32575 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |-----------------------------------------------------------------------------------------------------------|--| | | | | EILING FOR THE PERIOD BEGINNING U 170 1723 | | AND FNDING | | |--------------------------------------------|----------|------------|----------| | | MM/DD/YY | | MM/DD/YY | MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Man Investments Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1345 Avenue of the Americas, 21st Floor | | (No. and Street) | | | |--------------------------------------------------|----------------------------------------------------------------|-----------------|--------------------------------------------| | New York | New York | | 10105 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Guy Mladinov | (212) 649-6620 | | Guy.Mladinov@man.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche LLP | (Name - if individual, state last, first, and middle name) | | | | 30 Rockefeller Plaza | New York | | New York 10112 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | #34 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | annual kanakta no couprad butha rangeto of on indonomant numic | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts a…

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