BROOKLIGHT PLACE SECURITIES, INC. X-17A-5 (2023-03-01) — Broker-dealer annual report

Full text of BROOKLIGHT PLACE SECURITIES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ Financial Statements with Supplementary Information December 31, 2022 {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB<br>APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | |-----------------|--| | 8-65803 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | A.<br>REGISTRANT IDENTIFICATION | | | |------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|--------------------------------------------|-----------------------------| | | | | | | NAME OF FIRM: ___Brooklight Place Securities Inc | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Security-based swap dealer | ☐ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 16930 E Palisades Blvd, Suite 100-D | | | | | | (No. and Street) | | | | Fountain Hills | AZ | | 85268 | | (City) | (State) | | (Zip Code) | | Charles R Brettell<br>(Name) | 816 824-3980<br>(Area Code – Telephone Number) | (Email Address) | bob.brettell@brooklight.com | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | FGMK LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name – if individual, state last, first, and middle name) | | | | 333 W Wacker Dr, 6th Floor | Chicago | IL | 60606 | | (Address) | (City) | (State) | (Zip Code) | | 12/17/2009 | | 3968 | | | | | (PCAOB Registration Number, if applicable) | | | (Date of Registration with PCAOB) (if applicable) | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - {3}-------------------------------------------…

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