Full text of NOBLE CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-07-13 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION YEAR ENDED SEPTEMBER 30,2025 The report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as <sup>a</sup> PUBLIC DOCUMENT. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART IIШ | SEC FILE NUMBER | | |-----------------|--| | 8-32706 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 10/01/2024 | AND ENDING | 09/30/2025 | | | | |---------------------------------|------------|------------|------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 150 East Palmetto Park Road, Suite 110 | | (No. and Street) | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------|--|--|--|--| | Boca Raton | FL | | 33432 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Nico P. Pronk | (561) 994-1191 | | Npronk@noblefcm.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Spicer Jeffries LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | 4601 DTC Blvd., Suite 700 | Denver | CO | 80237 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/20/2003 | | 349 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an indepen…Read the full text as markdown