USTOCKTRADE SECURITIES, INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of USTOCKTRADE SECURITIES, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: USTOCKTRADE SECURITIES, INC.
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000758748-20-000003
• CIK: 758748
• File #: 8-33132
• Material weakness: No
• Auditor: Wolf & Company, P.C.
• Auditor location: Boston, MA
• Contact: Ernest Kappotis
• Phone: 978-335-7015
• Signed by: Ernest D. Kappotis (FINOP)

Document text (excerpt)

X-17A-5 0000758748 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N USTOCKTRADE SECURITIES, INC. 275 GROVE STREET SUITE 2-400 NEWTON MA 02466 Ernest Kappotis 978-335-7015 Wolf & Company, P.C. 99 High Street Boston MA 02110 Certified Public Accountant Ernest D. Kappotis USTOCKTRADE SECURITIES, INC. 12-31-2019 Ernest D. Kappotis FINOP Y

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Other filings by this registrant

• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-16
• X-17A-5 — 2017-03-20
• X-17A-5 — 2016-02-29
• X-17A-5 — 2014-10-01
• X-17A-5 — 2013-10-02
• X-17A-5 — 2012-09-28
• X-17A-5 — 2011-09-28
• X-17A-5 — 2010-10-29
• X-17A-5/A — 2010-02-02
• X-17A-5 — 2009-09-29

Original filing on SEC EDGAR (source of record)