Full text of SAUER, DAZEY INVESTMENT COMPANY's X-17A-5 filed 2026-06-11 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | | SEC FILE NUMBER | | | |--|-----------------|--|--| | | 8-33262 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 4-1-2025 | | AND ENDING 3-31-2026 | | | |-----------------------------------------------|------------------------------|----------------------|----------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Sauer, Dazey Investment Company | | | | | TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer O Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 7800 Forsyth Blvd., Suite 820 | St. Louis | MO | 63105 | |----------------------------------------------|---------|------------| | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | Frederic G. Sauer 314-725-3800 | {Name) | (Area Code -Telephone Number) | (Email Address) | | |--------|-------------------------------|-----------------|--| **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Davila Advisory LLC | | (Name - if individual, state last, first, and middle name) | | | |---------------------------------------------|------------------------------------------------------------|---------|------------| | 10135 Manchester Rd. | St. Louis | MO | 63122 | | (Address) | {City) | (State) | (Zip Code) | | 11-21-2019 | | 6667 | | | rt• of Reijstratioo w"" PCAOB)l;f applka~e) | | | | | | FOR OFFICIAL USE 0NL V | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}---------------------------------------------…Read the full text as markdown