# LIFEMARK SECURITIES CORP. X-17A-5 (2026-03-02) — Broker-dealer annual report - Company: LIFEMARK SECURITIES CORP. - Form: X-17A-5 - Filed: 2026-03-02 - Period: 2025-12-31 - Accession: 0000763134-26-000003 - CIK: 763134 - File #: 8-33478 - Type: Broker-dealer - Material weakness: No - Auditor: RDG Partners, PLLC - Auditor location: Rochester, NY - Contact: Vincent Micciche - Phone: 585-424-5672 x 110 - Email: pdlizzi@lifemark.com - Website: lifemark.com - Signed by: Vincent Micciche (CFO) Original filing: https://www.sec.gov/Archives/edgar/data/763134/000076313426000003/2025LifemarkEDGAR.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washlngton, D.C. 20549 # ANN UAI. REPORTS FORM X-17A-5 PART Ill | OMB'Num'berf32S5-O123 | | |------------------------|--| | Expim: Nov. 30;'2026 | | | Estimated amgé.burden | | | hours per response: 12 | | SECHLE NUMBER #### FACING PAGE lnformatlon Req'ulred Pursuant to Rules 17a-5. 17a-12, and 18a-7 under the Securitles Exchange Act of'1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 ANDENDW 12/31/2025 MM/DD/W MM/DD/W G A. REGISTRANT IDENTIFICATION # NAME OF FIRML LifeMark Securities Corp. TYPE OF REGlsTRANT (check an applicable boxes): E Broker-dealer D 'Securityébased swap dealer D Major security-based swap participant D Check'here if respondent is also an OTCdén'vativ'e's dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 400 West Metro Park | | (No. and Street) | | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------|------------------------|----------------| | Rochester | New
York | | 14623 | | (Citv) | (State) | | (Z Code)
ip | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Vincent
Micciche | 585-424-5672
X 1
1O | vmicciche@ ifemark.com | | | (Name) | (Area Code —Telep'hone Number) | (Email Addres's) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION
INDEPENDENT PUBLIC-ACCOUNTANT whose reports are contained in this filing* | | | | PLLC
RDG+Partners, | | | | | Winthrop
1O
Street | (Name - if individual, state last, first, and middle name)
Rochester | New York 14607 | | | (Address) | raw) | (State) | (Zip Code) | | 07/13/2010 | | 5175 | | "' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by' a statement of facts and circumstances relied on as the basis of the exemption. See 17 cFR 240.17a-5(e)(1)(ii), 1f applicable. Persons who are to respond'to the collection of Information contained in this form are not required to respond unless the form displays e currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | L Vincent Micciche | swear' (or affirm) that, to the best of my knowledge and belief,:the
., | |-----------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------| | miancial report pért'a'ini'ng' to tho firm of | LifeMark SecuritiES Corp-
as of | | 2/3 1
2 025 | Is true and correct. l'furtzher swear (or aff'rm}
ther the company nor any
t'
I | | as that of a customer | partner officer director or equrvalent person as the case may be has any proprietary mte st In '
ny account classlf'ed solely | can! M Love Signature: myPubiic, State of NewVuk ummecomtyaegxouom m1uaw.@ 47 @W/ @4— / ## This hllng" contains (check all applicable boxes); - (a) Statement of linancial condition. - (b) Notes to 'consolidated statement of'nnan'cial condition - (c) Statement of Income (loss) or, rf there Is other comprehenswe Income In the penod(s) presented a statement of comprehenswe Income (as defined In § 210 1-02 of Regulation S-X) NEH - (d) Statement of cash flows - (e) Statement of changes In stockholders or partners or sole propnetor's equity. - (f) Statement of changes In Ilabllltles subordmated to claims of creditors - (g) Notes to consolldated finanual statements - (h) Computation of net capltal under 17 CFR 24Q.15c3-1 or 17 CFR 240.18ao1, as appliable. - (i) Computation of tangible net Worth under 17 CFR 240 183-2 - (1) Computation for determlnatlon of customer reserve requirements pursuant to Exhibit A to 17 CFR 240 15c3—3 - (k) Computation for determln . .ron of secunty based swap reserve requirements pursuant to Exhlbrt B to 17 CFR 240 15c3 3 or Exhibit A to 17 CFR 240.18a—4 as applicable DmDmmDwm - (I) Computation for Determination o''fPAB Requirements under Exhibit A to § 240.15c3-3. - (m) Information relating to possession or control requirements for customers under 17 CFR 240 15¢3 3 - (n) Informatlon relating to possession or control requlrements for security-based swap customers under 17 CFR 240 15c3—3(p)(2) or 17 CFR 240 183-4 as applicable DEB - (o) Reconciliations Includmg appropnate explanahons, ofthe FOCUS Report with computation of net capitalor tangible net warth under 17 CFR 240.15c341, 17 CFR 240.183.;1, or 17 CFR 240.18a-2, as'applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240183-435 applicable, ifm'ater'ial differences exist, or a statement that no material differences m - (p)»Summary of financial data for subsidiaries not consolidated in the statement of financial condition. D - (q) oath or affirmation in accordance with 17 CFR 240 173-5 17 CFR 240 17a-12 or 17 CFR 240 18a~7, as applicable. - (r) Compliance report In accordance With 17 CFR 240 173.5 or 17 CFR 240 183-7 as applicable - (s) Exemptron report In accordance wrth 17 CFR 240 17a-5 or 17 CFR 240.183 7 as applrcable. - (t) Independent publrc accountant's report based 0n an examlnatlon of the statement of finanCIai condrtron - (u) Independent public accountant's report based on an exammatron of the financral report or financral statements under 17 CFR 24o 17a-5 17 CFR 240 183-7 or 17 CFR 240 173-12 as appllable HDmDEV - (v) Independent publrc accountant's report based on an examrnatlon of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CFR 240.183-7, as applicable. D - (w) Independentpublic-accountants report based on a review ofthe exemption report under 17 CFR 246.17a—5 or 17 CFR 240..183-7, as applicable. m - (x) Supplemental reports on applying agreed-upon procedures, in atcordance with 17 CFR 240.15c3-'1e or '17 CFR 240.17a-12, as applicable m - (y) Report descnbrng any material InadequaCIes found to eXIst or found to have eXIsted srnce the date of the preVIous audit or a statement that no matenal Inadequacres exrst under 17 CFR 240 17a-12(k) D - (z) other D - "To request confidentlal treatment of certain portlons of this fllng, see 17 CFR 240 17a-5(e)(3) or 17 CFR 240 18a-7(d)(2) as applicable {2}------------------------------------------------ # LIFEMARK SECURITIES CORP. FINANCIAL STATEMENTS SUPPLEMENTAL SCHEDULE YEAR ENDED DECEMBER 31, 2025 {3}------------------------------------------------ | Independent Auditors Report | | |-----------------------------------------------------------------------------------|-------| | Statement of Financial Condition | | | Statement of Operations | | | Statement of Changes in
Shareholders Equity | | | Statement of Cash Flows | | | Notes to
Financial Statements | | | Computation of Net Capital | | | Independent Accountant's Report
on Exemption | 19 | | Report of Exemption from
Rule 15c3-3 | 20 | | Computation for
Determination of
Reserve Requirement | 21 | | Independent Accountant's Report on Agreed
Upon Procedures Related to
SIPC-7 | 22 | | Form SIPC-7 | 23-24 | {4}------------------------------------------------ # RDG+Partners #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders of LifeMark Securities Corp.: #### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of LifeMark Securities Corp. as of December 31, 2025, the related statements of operations, changes in shareholders' equity, and cash fiows for the year then ended, and the related notes (collective|y referred to as the "tinancial statements"). in our opinion, the tnancial statements present fairiy, in all material respects, the financial position of LifeMark Securities Corp. as of December 31, 2025, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### Basis for Opinion These financial statements are the responsibility of LifeMark Securities Corp.'s management. Our responsibility is to express an opinion on LifeMark Securiu'es Corp.'s financial statements based on our audit We are a public accounting tirm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to LifeMark Securities Corp. in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included pen'orming procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluah'ng the accounting principles used and signmcant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opi nion. #### Auditor's Report on Supplemental Information The computation of net capital has been subjected to audit procedures performed in conjunch'on with the audt of LifeMark Securities Corp.'s hnancial statements. The supplemental information is the responsibility of LifeMark Securities Corp.'s management. Our audit procedures included determining whether the supplemental information reconciles to the iinancial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. ln forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the supplemental information is fairly stated, in all material respects, in relation to the financial statements as a whole. QDG #Qriw Mic We have served as LifeMark Securities Corp.'s auditor since 2016. Rochester, New York February 28, 2026 1 RDG + Partners, PLLC 10 Winthrop Street, Rochester, NY 14607 ' Tel 585.673.2600 www. 1 rdq.com {5}------------------------------------------------ #### LifeMark Securities Corp. Statement of Financial Condition December 31, 2025 #### Assets | Cash and cash equivalents | 898.592 | |--------------------------------------------------------------------------|-----------------| | Commissions receivable | 83 5,080 | | Accounts receivable from registered representatives,
net of allowance | | | expected credit
for
losses | 184,278 | | Officer loan receivable | 3,294 | | Property and equipmenL net | 17,293 | | Restricted deposits | 83,909 | | Prepaid Expenses | 184,301 | | Deferred tax asset | 108,190 | | Cash value officers
insurance
life | 142,561 | | Total Assets | \$
2,457,499 | #### Liabilities and Shareholders' Equity #### Liabilities | Commissions payable | \$
790,763 | |--------------------------------------------------------|---------------| | Accounts payable and accrued expenses | 559,836 | | Income taxes payable | 15,000 | | Accrued payroll and benefits | 7,489 | | Total Liabilities | 1,373,088 | | Shareholders' Equity | | | Common stock,
no par value; 1000 shares authorized, | | | 300 shares issued and 300 shares outstanding | | | Retained earnings | 1,084,412 | | Total Shareholders' Equity | 1,084,412 | | and Shareholders' Equity
Total Liabilities | 2,457,499 | See accompanying notes to fmancial statements {6}------------------------------------------------ #### LifeMark Securities Corp. Statement of Operations December 31, 2025 #### Revenue | Commission income | \$ | |-----------------------------------------------|------------| | and managed accounts
Financial
planning | 5,071,278 | | income
Interest | 24,012 | | Late
fees | 5,000 | | Total Revenue | 18,034,380 | #### Expenses | Commission expense | 14,502,401 | |-----------------------------------------------------------|--------------| | and employee benefits
Payroll,
taxes,
payroll | 2,134,431 | | Other operating
expenses | 219,291 | | Professional
fees | 162,916 | | Occupancy expenses | 45,686 | | Technology | 248,999 | | Expected credit
losses | 464,082 | | Broker support
expenses | 273,642 | | expense
Interest | 5,012 | | Total expenses | 18,056,460 | | Income from Operations | (22,080) | | Other Income | | | Income from Forgiveness of Shareholder Commission Payable | 62,000 | | Income Before Income Taxes | 39,920 | | Income from Operations | | | income taxes
-
Provision
for
current | | | Deferred
tax
income | (17,423) | | | 10,554 | | Net Income | \$
33,051 | See accompanying notes to financial statements {7}------------------------------------------------ #### LifeMark Securities Corp. Statement 0f Changes in Shareholders' Equity December 31, 2025 | | Common
Stock | | Additional
Paid-in
Capital | | Retained
Earnings | | Treasury
Stock | | Total | | |-------------------------------|-----------------|---|----------------------------------|---|----------------------|---------------|-------------------|---|-------|---------------| | Balance December 3 1,
2024 | | | | | | \$ 1,05 1,361 | | | | \$ 1,05 1,361 | | Net income | | | | | | 3 3,05 1 | | | | 33 ,05 1 | | Balance December 3 1,
2025 | \$ | - | \$ | - | | \$ 1,084,412 | \$ | - | | \$ 1,084,412 | See accompanying notes to nnancial statements {8}------------------------------------------------ ## LifeMark Securities Corp. Statement of Cash Flows December 31, 2025 Cash Flows from Operating Activities: | Net income | 33,05 | |---------------------------------------------------------------------------------|---------------| | Adjustments to
income to
reconcile
net
net
cash | | | by (used
operating
in)
activities:
provided | | | Depreciation | 9,17 | | Expected credit
losses | 464,082 | | Decrease (increase)
commissions receivable
in | (97,970) | | Decrease (increase)
accounts
in
receivable | (436,237) | | Decrease (increase)
officer
loan
in
receivable | (559) | | Decrease (increase)
expenses
in
prepaid | 6,697 | | Decrease (increase)
cash
surrender
value
in
of life
insurance | (6,922) | | Decrease (increase)
deferred
in
tax
asset | (10,554) | | Increase
commissions payable
in
(decrease) | (41,73 | | Increase
accounts
and accrued
in
expenses
(decrease)
payable | (168,632) | | Increase
income taxes
in
(decrease)
payable | 2,000 | | Increase
accrued
and benefits
in
(decrease)
payroll | (19,164) | | Net Cash Provided By (Used) in
Operating
Activities | l)
(266,77 | | Cash Flows from Investing
Activities: | | | Acquisition
of Property
and Equipment | (6,643) | | Net Cash Used in
Investing
Activities | (6,643) | | Net Change in
Cash Equivalents,
Cash,
and Restricted
Deposits | (273,413) | | Cash Equivalents,
and Restricted
Cash,
Beginning of Year
Deposits- | 1,255,914 | | Cash Equivalents,
and Restricted
End of Year
Cash,
—
Deposits | \$
982,501 | | Supplemental Disclosure of Cash Flow Information: | | | Cash Paid During the Year for
Income Taxes | 12,242
\$ | | Cash Paid During the Year for
Interest | \$
5,012 | See accompanying notes to financial statements {9}------------------------------------------------ #### . THE COMPANY LifeMark Securities Corp. (Company) is a broker/dealer registered with the Securities and Exchange Commission (SEC). The Company is a member of the Financial Industry Regulatory Authority (FINRA) and is registered to solicit business in fifty states. The Company is an "introducing broker" and primarily earns commissions by selling financial instruments to retail and institutional customers. ## SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES Basis of Accounting — The Company reports on the accrual basis of accounting which recognizes revenues when eamed and expenses when incurred. Use of Estimates — The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Cash — For the purposes of reporting cash flows and amounts in the Statement of Financial Condition, the Company defines cash as cash on hand and demand deposits. Cash equivalents are reported as securities owned at fair value in the Statement of Financial Condition. Commissions Receivable — The Company has commission receivables that arise from the buying and selling of financial instruments for its clients. The Company follows ASU 2016-13 Financial Instruments — Credit Losses (Topic 326): Measurement of Credit Losses on Financial Instruments (ASC 326). This standard replaced the incurred loss methodology with an expected loss methodology that is referred to as the current expected credit loss ("CECL") methodology. CECL requires an estimate of credit losses for the remaining estimated life of the financial asset using historical experience, current conditions, and reasonable and supportable forecasts and generally applies to financial assets measured at amortized cost, including loan receivables and held-to—maturity debt securities, and some off-balance sheet credit exposures such as uniiinded commitments to extend credit. Financial assets measured at amortized cost will be presented at the net amount expected to be collected by using an allowance for credit losses. The Company's commissions receivable balance was \$737,l 10 as of December 31, 2024, and \$835,080 as of December 31, 2025. Under ASU 2016-13, the Company estimates its expected credit losses and allowance using a method based on the aging of its current commissions receivable, the Company does not expect to incur any credit losses. {10}------------------------------------------------ # 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D) Accounts Receivable - Accounts receivable consists of reimbursable expenses due from brokers and registered representatives and are secured by commissions eamed by representatives, and ultimately by agreements with the representatives' Office of Supervisory Jurisdiction. Accounts receivable are periodically reviewed to determine if any accounts receivable will potentially be uncollectible. After all attempts to collect a receivable have failed, the receivable is written off as a bad debt expense. Management maintains an allowance for doubtful accounts to reflect estimated credit losses. The allowance had a beginning balance of \$269,692 at December 31, 2024. During the year ended December 31, 2025, the Company recorded provisions for credit losses of \$464,082. The allowance for doubtful accounts totaled \$733,774 at December 3 1, 2025. Property. Equipment and Depreciation — Property and equipment are stated at cost. When retired or otherwise disposed of, the related cost and accumulated depreciation are cleared from the respective accounts and the net difference, less any amount realized from the disposition, is reflected in the Statement of Operations. Depreciation is computed using straight-line and declining balance methods over the following estimated useful lives: | Computers | 5
years | |-----------------------------------------|------------| | Equipment,
and fixtures
furniture | 7
years | Income Taxes — The Company pays taxes on its income at the rates in effect for Corporations in the respective taxing jurisdictions. The Company follows the provisions of Financial Accounting Standards Board Accounting Standards Codification (FASB ASC) 740—10 pertaining to accounting for uncertainty in income taxes. Federal and state tax authorities generally have the right to examine and audit the previous three years of tax returns filed. Any interest and penalties assessed to the Company would be recorded in operating expenses. No items have been recorded in 2025. Management is not aware of any uncertain tax positions requiring measurement or disclosure in these financial statements. The Company adopted Accounting Standards Update ("ASU") 2023-09, Income Taxes (Topic 740): Improvements to Income Tax Disclosures effective January 1, 2025. ASU 2023-09 requires enhanced qualitative and quantitative disclosures related to income taxes, including additional disaggregation of rate reconciliation information and expanded disclosure of income taxes paid. The amendments are disclosure-related in nature and did not have an impact on the Company's financial position, results of operations, or cash flows. The Company has updated its income tax disclosures, where applicable, to conform to the requirements of the new standard. Revenue Recognition — The Company adopted the provisions ASU 2014-09 on January 1, 2018 using the modified retrospective approach. This standard does not have a material impact on the timing or amounts of the Company's revenue recognition, but impacts the disclosures within the notes to the financial statements. {11}------------------------------------------------ # 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D) Commission Revenues: The Company has two types of commission revenue — sales based commissions and trailing (residual) commissions. Sales based commissions occur when clients trade securities or purchase various types of investment products. This type oftrading revenue is recognized when the performance obligation (purchase or sale of an investment or security) occurs at a specific point in time (the trade). Trailing commissions are recurring in nature and are earned based on the market value of the holdings in the eligible assets and, as such, are recognized over a period in time. The Company earns trailing revenue primarily on mutual fund and variable annuity holdings. # Advisory Revenues: Advisory revenues represent fees the Company charges on client assets managed by third party asset managers. Advisory fees are charged to clients either monthly or quarterly, based on the Advisor's pay scale, and due to the Company at either the beginning or the end of the period. Fees for funds added or removed during the period are billed to the client on a pro-rata basis, and due to the Company based on the dates. Advisory fees are charged on a tier-based scheme and range from 5% to 1.5% of eligible assets. Advisory fees are recurring in nature as the underlying performance obligation is satisfied over time. ## Interest Income: Interest Income is earned from client margin accounts and cash equivalents and changes with the respective change in those underlying assets. Interest is recognized over the period on which those assets are invested. {12}------------------------------------------------ # 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONT'D) #### Financial planning Revenue: The Company earns revenue for providing financial plans to its clients. Fees are charged either on a fixed fee or hourly basis, and are earned when the financial plans are completed and delivered to clients. These fees may be collected at any time during the planning process. The impact of any unearned revenue is immaterial to these financial statements, and, as such no deferred financial planning revenue has been recorded. The following table presents revenue disaggregated by component for the year ended December 3 1, 2025: | Managed Accounts | 5,037,628
\$ | |----------------------------------|------------------| | Financial
Planning | 33,650 | | Based
Commission
Sales | 7,274,065 | | Trails/12Bl
Fee
Commission | 5,660,025 | | Interest | 24,012 | | Late
Fees | 5,000 | | | | | Total | 18,034,380
\$ | Restricted Deposits — The Company has a restricted deposit with its clearing broker. The deposit has no encumbrances and earns yearly interest. The deposit is refundable when the Company ceases doing business with the clearing company. Cash, Cash Equivalents and Restricted Deposits — The following table represents Cash, Cash Equivalents and Restricted Deposits disaggregated by component for the year ended December 31, 2025 per the Statement of Cash Flows | Cash
and
Cash
Equivalents | 898,592
\$ | | |------------------------------------|---------------|--| | Restricted
Deposits | 83,909 | | | Total | 982,501
\$ | | | | | | {13}------------------------------------------------ #### 3. REPORTABLE BUSINESS SEGMENT The Company is engaged in a single line of business as a securities broker-dealer, which is comprised of several classes of services, including investment sales, investment advisory, and financial planning. The Company has identified its CEO as the chief operating decision maker ("CODM"), who uses net income to evaluate the results of the business, predominantly in the forecasting process, to manage the Company. Additionally, the CODM uses excess net capital (see Note 6), which is not a measure ofprofit and loss, to make operational decisions while maintaining capital adequacy, such as whether to reinvest profits or pay dividends. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies. The following table presents the segment revenue and significant expenses for the year ended December 31, 2025. | Revenue
from
operations | 18,005,368
\$ | | | |-------------------------------------------------------------------------------------------------|--------------------|--|--| | income
Late
fee | 5,000 | | | | income
Interest | 24,012 | | | | revenue
from
Total
external
Customers
2)
(Note | 18,
034,
380 | | | | Less: | | | | | Commission
expense | 14,502,401
\$ | | | | and
employee
Payroll
taxes
benefits | 2,134,431 | | | | Expected
losses
credit | 464,082 | | | | Technology | 248,999 | | | | Other
operating
expenses | 219,291 | | | | Membership
fees | 114,21
9 | | | | Professional
fees | 162,916 | | | | Occupancy
expense | 45,686 | | | | Income
expense
tax | 6,869 | | | | and
expenses
fee
Interest
late | 5,012 | | | | Registered
representative
charges
and
billings | w
59,423
1 | | | | expenses | | | | | Total | | | | | Income
Other
income:
from
forgiveness
of
shareholder
commission
payable | 62,000 | | | | Segment and
Company Net
income | 3.3.9.51
=\$ | | | Other expenses include depreciation and amortization, regulatory expenses, legal and audit expenses and other expenses. {14}------------------------------------------------ # 3. REPORTABLE BUSINESS SEGMENT (CONT'D) The following table presents the other required segment disclosures for the year ended December 31, 2025: | Revenue
from
operations | 18,005,368
\$ | | | |------------------------------------------------------------------|------------------|--|--| | income
Late
fee | 5,000 | | | | income
Interest | 24 012 | | | | revenue
from
Total
external
Customers
2)
(Note | 18,034,380 | | | | expense
Interest | 2
5,01 | | | | Depreciation | 9,171 | | | | Expected
Iosses
credit | 464,082 | | | | Segment assets | 2,457,499 | | | | segment
Expenditures
for
assets | 18,060,334 | | | # 4. FAIR VALUE The Company measures the fair value of its financial instruments using the procedures set forth below for all assets and liabilities that fall in the scope of this accounting guidance. Under FASB ASC 820, fair value is defined as the price that would be received to sell an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between market participants on the measurement date. {15}------------------------------------------------ # 4. FAIR VALUE (CONT'D) FASB ASC 820 establishes a three-level hierarchy for disclosure to show the extent and level of judgment used to estimate fair value measurements. The fair value of the Company's financial instruments is determined by using available market information and appropriate valuation methodologies. The Company's principal financial instruments are cash, commission receivable, cash value of officers life insurance, accounts receivable, and accounts and commissions payable. The tiers of the hierarchy are as follows: Level l - Uses unadjusted quoted prices that are available in active markets for identical assets or liabilities as of the reporting date. Active markets are those in which transactions for the asset or liability occur in sufficient frequency and volume to provide pricing information on an ongoing basis. Level 2 - Uses inputs, other than Level l, that are either directly or indirectly observable as of the reporting date through correlation with market data, including quoted prices for similar assets and liabilities in active markets and quoted prices in markets that are not active. Level 2 also includes assets and liabilities that are valued using models or other pricing methodologies that do not require significant judgment since the input assumptions used in the models, such as interest rates and volatility factors, are corroborated by readily observable data. Instruments in this category include cash value of life insurance, non-exchange-traded derivatives, and interest rate swaps. Level 3 - Uses inputs that are unobservable and are supported by little or no market activity and reflect the use of significant management judgment. These values are generally determined using pricing models for which the assumptions utilize management's estimates of market participant assumptions. At December 31, 2025, cash, commission receivable, accounts receivable, commission payable, and accounts payable, due to their short maturities, and liquidity, are carried at amounts which reasonably approximate fair value. As such, these financial instruments are classified as Level 1 inputs and are reported separately on the Statement of Financial Condition. {16}------------------------------------------------ # 4. FAIR VALUE (CONT'D) Cash surrender value of life insurance is classifled as a Level 2 input. The value was determined by the underwriting insurance company's valuation models, which take into account the passage of time, mortality tables, interest rates, cash values for paid—up additions and dividend accumulations. The cash surrender value represents the guaranteed value the Company would receive upon surrender of these policies held on key employees as ofDecember 31, 2025. The cash surrender value of life insurance amounts to \$142,561 and is included in assets on the Statement of Financial Condition. The following table presents the Company's assets measured at fair value on a recurring basis as of December 31, 2025: | Asset
Description | Level
1 | Level
2 | Level
3 | Total | |------------------------------------------------------------------|------------|------------|------------|-----------| | Cash
value
of
surrender
insurance
officer
life | 0 | \$142,561 | 0 | \$142,561 | | Total
measured
assets
at
fair
value | 0 | \$142,561 | O | \$142,561 | # 5. PROPERTY AND EQUIPMENT Property and equipment consists of the following at December 31, 2025: | Computers | \$ 223,776 | |-----------------------------------|-----------------| | and Fixtures
Furniture | 18,768 | | Equipment | 20,4
1 8 | | Subtotal | 262,962 | | Accumulated depreciation
Less: | (245,669) | | | 293
17
\$ | Depreciation expense amounted to \$ 9,171 for the year ended December 31, 2025. # 6. NET CAPITAL REQUIREMENTS The Company is subj ect to the Securities and Exchange Commission Uniform Net Capital Rule (SEC Rule 15c3-1), which requires the maintenance of minimum net capital and requires that the ratio of Aggregate indebtedness to net capital, both as defined, shall not exceed 15 to 1. At December 31, 2025, the Company had net capital of \$ 532,123 which was \$ 394,814 in excess of its required net capital of \$ 91,540 and a ratio of aggregate indebtedness to net capital of 2.58 to 1. {17}------------------------------------------------ ## 7. INCOME TAX MATTERS The Company tax provisions for 2025 consisted of the following: | Federal | \$
1,335 | |-------------------|--------------| | State | 16,088 | | Taxes
Deferred | 10.554)
( | #### \$ 6 869 | Company has
The
which
recorded
a
deferred
comprised
tax
asset
as
follows:
is | | |------------------------------------------------------------------------------------------------------------------|------------------| | Estimated
tax
forward
amount
benefit
for
losses
carried
of
in
the
\$35
1,185 | 111,136
\$ | | Estimated
book
excess
over
of
tax
tax
liability
for
basis
fixed
assets | | | Deferred
tax
benefit | 108
190
\$ | A reconciliation of the expected income tax to the actual taxes is as follows: | Expected
taxes
federal
Income
Taxes
State
Other | Amount
8,382
\$
2,594
(4,107) | 21%
6.5%
(10.3)% | |-------------------------------------------------------------------|-------------------------------------------|------------------------| | Actual
Taxes | 869
6
\$ | 17.2% | #### 8. BENEFIT PLAN The Company has a salary reduction plan pursuant to section 401(k) of the Internal Revenue Code that covers all eligible employees. Employees are eligible for participation in the plan after completion of six months of service and attainment of age twenty-one. Under the terms of the plan, the Company makes matching contributions equal to a percentage of compensation the participant contributes up to 3%. After 3% the Company will contribute .5% for every 1% oftotal salary up to a maximum employer match of 4%. Employer contributions to the plan for the year ended December 31, 2025 was \$ 59,802. {18}------------------------------------------------ # 9. CONCENTRATION OF CREDIT RISK The Company's financial instruments that are exposed to concentrations of credit risk that consist primarily of cash and cash equivalents, commissions receivable and accounts receivable. The Company maintains its cash in bank demand deposit accounts, which, at times, may exceed federally insured limits. The Company's commissions receivable are due hom its clearing broker and large financial institutions from selling financial instruments. Commissions are normally received within thirty days of the transaction. The Company's accounts receivable is due from registered representatives and shareholders. The Company believes it is not exposed to any significant credit risk or losses in excess of those recognized in these financial statements, with respect to its cash and cash equivalents, commissions receivable and accounts receivable. #### 10. COMIVIITMENTS The Company leases its office facility from an entity in which two of the Company's shareholders are members. The Company's new office lease is for a 12-month period which ended February 2026 and was extended an additional 12 months through February 2027 The current annual rent is \$39,950 which is payable in monthly installments, plus utilities. Rent expense under this lease for the year ended December 31, 2025 was \$39,950. There was approximately \$3,700 owed to the related entity December 31, 2025. The Company adheres to (ASU 2016-02, Leases (Lease Topic 842) and has elected the following Practical Expedients for the year ended 2025: - 1.) The Company will not capitalize its short-term leases, as it is not necessary under (ASU 2016- 02, Leases (Lease topic 842) - 2.) The Company's long-term lease is considered immaterial and will not be capitalized. #### 11. CURRENT EXPECTED CREDIT LOSSES The Company adheres to Accounting Standards Update ("ASU") 2016-13, "Financial Instruments — Credit Losses (Topic 326): measurements of Credit Losses on Financial Instruments". The ASU adds to U.S. GAAP an impairment model (known as the current expected credit loss ("CECL") model. The CECL model utilizes a lifetime "expected credit loss" measurement objective for the recognition of credit losses for loans, held-to-maturity securities, and other receivables at the time the financial asset is originated or acquired. The expected credit losses are adjusted each period for changes in expected lifetime credit losses. The methodology replaced the multiple existing impairment methods in current GAAP, which generally required that a loss be incurred before it is recognized. For financial assets measured at amortized cost (e.g. cash and cash equivalents and receivables), the Company has concluded that there are deminimis expected credit losses based on the nature and contractual life or expected life of the financial assets and immaterial historic and expected losses. {19}------------------------------------------------ # 12. LITIGATION Between 2022 and 2025, the Company was named in twenty-six (26) FINRA arbitration proceedings primarily related to alternative investments offered by GWG Holdings, Inc., which filed for Chapter 11 bankruptcy on April 20, 2022, as well as certain other alternative investment and indexed annuity products. As ofDecember 3 1, 2025, the Company has settled nineteen (19) of these claims for a total of \$1,085,725. The Company is receiving reimbursements from registered representatives to indemnify the Company for legal expenses and settlements resulting from these claims. Additionally, the Company has accrued a contingent liability for the remaining seven (7) arbitrations in the amount of \$423,996. # 13. RELATED PARTY TRANSACTIONS Officer Loan Receivable — The Company makes periodic short-term advances to the officers ofthe Corporation. These advances are short term in nature, do not bear interest, and have no repayment schedule. As of December 31, 2025, the balance owed under these notes was \$3,294. Commission Payable to a Shareholder - A shareholder is also a registered representative. At December 31, 2025, commissions in the amount of \$38,000 were owed to the shareholder/representative, and were included in the commissions payable balance. A shareholder elected to forgive commissions in the amount of \$62,000 that he was owed by the Company. This amount is recorded as other income in these financial statements. #### l4. SUB SEQUENT EVENTS Management has evaluated subsequent events through the date of the auditor's report, which is the date the financial statements were available for issue. {20}------------------------------------------------ # LifeMark Securities Corp. Schedule I - Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission December 31, 2025 | | ownership equity
from Statement
Total
of Financial
Condition | 1,084,4
12 | |-----|------------------------------------------------------------------------------------------------------------------------------|---------------| | | Ownership equity
Deduct:
not
allowable
net
for
capital | | | | ownership equity
Total
net
for
capital
qualified | 1,084,4
12 | | | Add: | | | | A. Liabilities
subordinated
claims
to
ofgeneral
creditors
allowable
computation of net
in
capital | | | | B.
Other (deductions)
or
allowable
credits | | | 5. | and allowable
Total
capital
subordinated
liabilities | 1,084,412 | | 6. | Deductions and/or
charges: | | | | A. Total
non-allowable
from Statement
assets
of Financial
Condition | (552,289) | | | Secured demand note
B.
deficiency | | | | Commodity futures
C.
and spot
commodities
contracts | | | | D. Other deductions
and/or
charges | | | 7. | Other additions
and/or
allowable
credits | | | 8. | Net capital
on securities
before
haircuts
positions | 532,123 | | 9. | on securities:
Haircuts | | | | A. Contractual
commitments
securities | | | | B.
Subordinated
borrowings
securities | | | | C.
Trading
and investment
securities: | | | | Exempted securities
1. | | | | Debt securities
2. | | | | Options
3. | | | | Other securities
4. | | | | D. Undue concentration | | | | Other
E. | | | 10. | Net capital | | Continued on next page {21}------------------------------------------------ ## LifeMark Securities Corp. Schedule I - Computation ofNet Capital Under Rule 15c3-1 of the Securities and Exchange Commission December 31, 2025 (continued) | 11. | Minimum net capital
required (6-2/3% of line
l9) | \$
9 1 ,540 | |-----|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------| | 12. | Minimum dollar
net capital
requirement of reporting broker and dealer | \$
5,000 | | 13. | Net capital
requirement (greater
of line
11 or 12) | \$
9 1 ,540 | | 14. | Excess net capital
10 less
line
13)
(line | \$
440,583 | | 15. | 1000% (line
Excess net capital
10% of line
10 less
at
l9) | \$
94,8 1 4
3 | | | Computation of Aggrege Indebtedness | | | l6. | from Statement of Financial Condition
Total A.I.
Liabilities | 1,373,088 | | 17. | Add: | | | | A. Drafts for
immediate credit | | | | B. Market value of securities
borrowed for
which no
equivalent value is
paid or credited | | | | C. Other unrecorded amounts | | | 18. | Deduct: Adjustment based on deposits in
Special Reserve Accounts | | | 19. | Total aggregate indebtedness | \$ 1,373,088 | | | 20. Percentage of aggregate indebtedness to
net capital
19 divided by line
10)
(line | 25 8% | | | Reconciliation of Company net capital to
audited net capital | | | | There were no differences between this
computation of net capital
and the corresponding
computation prepared by LifeMark Securities
Corp. on their
unaudited Part IIA
FOCUS report as of the same date | | | | Net Capital per FOCUS | 532,122 | | | | | | | Net Capital per audit | \$
532,123 | {22}------------------------------------------------ # RDG + Partners #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of LifeMark Securities Corp.: We have reviewed management's statements, included in the accompanying Exemption Report, in which (1) LifeMark Securities Corp. identihed the following provisions of 17 C.F.R. §15c3-3(k) under which LifeMark Securities Corp. claimed an exemption from 17 C.F.R. §240.15c3-3: ((k)(2)(ii)) (exemption provision) and (2) LifeMark Securities Corp. stated that LifeMark Securih'es Corp. met the identihed exemption provision throughout the most recent hscal year without exception. The Company is also tiling this Exemption Report because the Company's other business activities contemplated by Footnote 74 of the SEC Release No. 3470073 adopting amendments to 17 C.F.R. § 240.17a-5 are limited to effecting securities transactions via subscriptions on a subscriph'on way basis where the funds are payable to the issuer or its agent and not to the Companyt In addition, the Company did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, other than money or other consideration received and promptly transmitted in compliance with paragraph (a) or (b)(2) of Rule 15c2-4 and/or funds received and promptly transmitted for effecting transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Company; did not carry accounts of or for customers; and did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent hscal year without exception. LifeMark Securities Corp.'s management is responsible for compliance with the provisions contemplated by Footnote 74 of SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 and related SEC Staff Frequently Asked Questions and its statements. Our review was conducted in accordance with the standards of the Public Company Accounhng Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about LifeMark Securities Corp.'s compliance with the exempt'on provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion. Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in paragraph (k)((2)(ii) of Rule 15c3—3 under the Securih'es Exchange Act of 1934 and the Company's other business activities contemplated by Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5, and related SEC Staff Frequently Asked Questions. 2DG 4:]?!44116 pac Rochester, New York February 28, 2026 19 RDG + Partners, PLLC 10 Wnthrop Street, Rochester, NY 14607 \* Tel 585.673.2600 www. 1 rdq.com {23}------------------------------------------------ # LIFEMARK SECURITIES CORP. REPORT OF EXEMPTION CLAIMED UNDER C.F.R. SEC. 240.15c3-31k1 DECEMBER 31, 2025 Lifemark Securities Corp. is a registered broker-dealer subject to Rule 17a—5 promulgated by the Securities and Exchange Commission (17 C.F.R Sc.240.17 a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R Sc. 240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following: - (l) The Company claimed an exemption from 17 C.F.R Sc 240.15c3-3 under the following Provisions of 17 C.F.R. Sc 240.15c3-3(k)(2)(ii). - (2) The Company met the identified exemption provisions in 17 C.F.R Sc. 240.15c3-3 (k) throughout the most recent fiscal year without exception. - (3) The Company is also filing this Exemption Report because the Company's other business Activities contemplate by Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. Sc. 240.17a-5 are limited to effecting securities transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Company, and the Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, (other than money or other consideration received and promptly transmitted in compliance with paragraph (a) or (b)(2) of Rule 1502-4 and/or funds received and promptly transmitted for effecting transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Company); and (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. Lifemark Securities Corp. ear (or affirm) that, to the best of my knowledge and belief, this w Title: ChiefF' an'c Officer. December 3 1 , 2025 {24}------------------------------------------------ # LIFEMARK SECURITIES CORPORATION COMPUTATION FOR DETERMINATION OF RESERVE REg 2UIREMENTS AND INFORMATION RELATING TO POSSESSION OR CONTROL REQUIREMENTS UNDER RULE 15C3-3 OF THE SECURITIES AND EXCHANGE COMMISSION DECEMBER 3 1. 2025 Computation for determination of reserve requirements and information relating to possession or control requirements under Rule 15c3-3 of the Securities and Exchange Commission are inapplicable since the Company is exempt from such rule pursuant to paragraph (k)(2)(ii). {25}------------------------------------------------ # RDG + Partners #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON APPLYING AGREED-UPON PROCEDURES Board of Directors of LifeMark Securities Corp.: We have performed the procedures included in Rule 17a-5(e)(4) under the Securities Exchange Act of 1934 and in the Securities Investor Protection Corporation (SIPC) Series 600 Rules, which are enumerated below on the accompanying General Assessment Reconciliation (Form SIPC-7) for the year ended December 31 2025 Management of LifeMark Securities Corp. (Company) is responsible for its Form SIPC-7 and for its com'piiance with the applicable instructions on Form SIPC-7. Management of the Company has agreed to and acknowledged that the procedures performed are appropriate to meet the intended purposes of assistance you and SIPC in evaluating the Company's compliance with the applicable instructions on Form SIPC-7 for the year ended December 31, 2025. Addu'onaliy, SIPC has agreed to and acknowledged that the procedures performed are appropriate for their intended purpose. This report may not be suitable for any other purpose. The procedures performed may not address all the items of interest to a user of this report and may not meet the needs of all users of this report and, as such, are responsible for determining whether the procedures performed are appropriate for their purposes. The sufhciency of these procedures is solely the responsibility of those parties specified in this report. Consequendy, we make no representation regarding the sufhciency of the procedures described below either for the purposes for which this report has been requested or for any other purpose. The procedures we performed and our findings are as follows: - 1) Compared the listed assessment payments in Form SIPC-7 with respective cash disbursement records entries, noting no differences; - 2) Compared the Total Revenue amounts reported on the Annual Audited Report Form X-1 7A-5 Part Ill for the year ended December 31, 2025 with the Total Revenue amount reported in Form SIPC-7 for the year ended December 31, 2025, noting no differences; - 3) Compared any adjustments reported in Form SIPC-7 with supporting schedules and working papers, noting no differences; - 4) Recalculated the arithmetical accuracy of the calculations reflected in Form SIPC-7 and in the related schedules and working papers supporting the adjustments, noting no differences; and - 5) Compared the amount of any overpayment applied to the current assessment with the Form SIPC-7 on which it was originally computed, noting no differences. We were engaged by the Company to perform this agreed-upon procedures engagement and conducted our engagement in accordance with attestation standards established by the AICPA and in accordance with the standards of the Public Company Accounting Oversight Board (United States). We were not engaged to and did not conduct an examination or a review engagement, the objective of which would be the expression of an opinion or conclusion, respectively, on the Company's Form SIPC-7 and for its compliance with the applicable instructions on Fonn SIPC-7 for the year ended December 31, 2025. Accordingly, we do not express such an opinion or conclusion. Had we performed additional procedures, other matters might have come to our attention that would have been reported to you. We are required to be independent of the Company and to meet our other ethicai responsibilities in accordance with the relevant ethical requirements related to our agreed-upon procedures engagement This report is intended solely for the information and use of LifeMark Securities Corp. and the SIPC and is not intended to be and should not be used by anyone other than these specihed parties. 2DG ref/grim PM Rochester, New York February 28, 2026 22 RDG + Partners, PLLC 10 Winthrop Street, Rochester, NY 14607 \* Tel 585.673.2600 www. 1 rdq.com {26}------------------------------------------------ #### SIPO—7 SECURITIES INVESTOR PROTECTION CORPORATION SIPC—7 ## GENERAL ASSEsSMENT FORM For the fiscal year ended §1273WOZ5~I | Total Revenue (FOCUS Report — Statement of Income (Loss)
— Code 4030) | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-----------------------| | Additions: | | | | a Total revenues from the sewrities business of subsidiaries (except foreign
subsidiaries) and predecessors not included above. | | | | b Net Ioss from principal transactions in
securities in
trading accounts. | | | | c Net loss from principal transactions in
commodities in trading accounts. | | | | d Interest and dividend expense deducted in determining item 1. | | | | e Net Ioss from management of or participation in
the underwriting or
distribution of securities. | | | | f Expenses other than advertising, printing, registration fees and legal fees
deducted in determining net profit management of or participation in
underwriting or distribution of securities. | | | | g Net loss from securities in
investment accounts. | | | | h Add lines 2a through 29. This is
your total additions. | E3 | g \$§ 0 00
.m | | Add 'ines 1
and 2h | L. | W\$
13.096.330.00; | | Deductions: | | | | a Revenues from the distribution of shares of a registered open end investment
company or unit investment trust, from the sale of variable annuities, from the
business of insurance, from investment advisory services rendered to
registered investment companies or insurance company separate accounts
and from transactions in security futures products. | _
.66
%§'\$§'1z,787,171 | | | b Revenues from commodity transactions. | a
r
/ | | | c Commissions, floor brokerage and clearance paid to other SIPC members
connection with securities transactions.
in | | | | d Reimbursements for postage in
connection with proxy solicitations. | | | | e Net gain from securities in investment accounts. | | | | f 100% commissions and markups eamed from transactions in
certificates
(l)
of deposit and (ii)
Treasury bills,
bankers acceptances or commercial paper
that mature nine months or less from issuance date. | | | | g Direct expenses of printing, advertising, and legal fees incurred in connection
with other revenue related to the securities business (revenue defined by
Section 16(9)(L) of the Act). | | | | h Other revenue not related either directly or indirectly to the securities business.
Deductions in excess of \$100,000 requlre documentation | "f | | | a Total interestand dividend expense (FOCUS Report -
Statement
of Income (Loss) -
Code 4075 plus line 2d above) but
excess of total interest and dividend income
not in | | | | b 40% of margin interest
eamed on customers securities accounts
(40% of FOCUS Report - Statement of Income (Loss)
-
Code 3960) | | W | | c Enter the greater of line 5a or 5b | W\$ 0
00 | | | Add lines 4a through 4h and 5c. This is
your total deductions. | | | {27}------------------------------------------------ | SIPC-7 | SECURITIES INVESTOR PROTECTION CORPORATION
37 REV 0722 | SIPC-7
37 REV 0722 | |--------|--------------------------------------------------------------------------------------------------|-----------------------| | | GENERAL ASSESSMENT FORM | | | | For the fiscal year ended
.1,
' | | | | Subtract line 6 from line 3. This is
your SIPC Net Operati
ng
Revenues. | | | | Multiply Iine 7 by .0015. This is
your General Assessment. | | | | Current overpayment/credit balance if
any | | | 10 | 125 SIPC-6
d @6
General assessment from last tile
or 6A | | | | 11 a Overpayment(s) applied on all
SIPC-6 and 6A(s)
e
.e. | | | | b Any other overpayments applied | | | | c All
SIPC-6 and 6A(s)
payments applied for | | | | d Add lines
11a through 11c | | | 12 | LESSER of line
10 or 11d. | | | | 13 a Amountfrom line
8 | | | | b Amountfrom line
9 | | | | c Amountfrom line
12 | | | | d Subtract lines
13b and 13c from 13a. This is
ment
your assess
balace ue.
n
d | | | 14 | o
at 20% per nnum
days late
Interest (see instructions) f
a
; | | | 15 | [Amount you owe slPc. Add lines 13d and 14. | | | 16 | Overpayment/credit carried forward (if
applicable). | | | | | | | SEC No. | Designated Examining Authority | FYE | Month | | |-------------|--------------------------------------------------------------------------------------------------------|------|-------|--| | 8-33478 | DEA: FINRA | 2025 | Dec | | | MEMBER NAME | LIFEMARK SECURITIES INC
MAILING ADDRESS 400 WEST METRO PARK
ROCHESTER, NY 14623
UNITED STATES | | | | By checking this box you certify that you have the authonty ofthe SIPC member to sign this form that all infOrmation in this fOrm ls true and complete and that on behalf of the SIPC member. you are authonzed and do hereby consent to the storage and handling by SIPC of the data in accordance with SIPC's Privacy Policy | (Authorized Signatory) | | |------------------------------|--| | .,
l'pDlizzi@lifemark.com | | | (e-mail address) | | CompletiOn of the "Authorized Signatory" line will be deemed a signature. This form and the assessment payment are due 60 days after the end of the fiscal year. Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.