# STERN BROTHERS & CO. X-17A-5 (2019-11-29) — Broker-dealer annual report

- Company: STERN BROTHERS & CO.
- Form: X-17A-5
- Filed: 2019-11-29
- Period: 2019-09-30
- Accession: 0000764650-19-000013
- CIK: 764650
- File #: 8-33724
- Material weakness: No
- Auditor: Crowe LLP
- Auditor location: New York, NY
- Contact: Jason Mirani
- Phone: 3147275519
- Signed by: Peggy P. Finn (Chairperson and Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/764650/000076465019000013/Public.pdf

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X-17A-5

 0000764650
 XXXXXXXX

 LIVE

 true
 false
 false

 10-01-2018
 09-30-2019
 Broker-dealer
 N

 STERN BROTHERS & CO.

 8000 MARYLAND AVE.
 SUITE 800
 ST. LOUIS
 MO
 63105-3911

 Jason Mirani
 3147275519

 Crowe LLP

 488 Madison Avenue
 Floor 3
 New York
 NY
 10022

 Certified Public Accountant

 Peggy P. Finn
 STERN BROTHERS & CO.
 11-29-2019
 Peggy Finn
 Chairperson and Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.