Full text of E. BARNES & COMPANY's X-17A-5 filed 2026-07-15 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | QMBAPPROVAL<br>0MB Number. 3235-0123 --<br>Exptres: Nov. 30, 2026<br>�mated average burden<br>hours per re.,ponse: 11 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------|--| | ANNUAL REPORTS | | | I<br>SECfll.£ NUMBER<br>-<br>,_ | | | | FORM X-17A-5 | | Gl<br>8-33746<br>-.<br>p | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | /2926 | | | | FILING FOR THE PERIOD BEGINNING 04/01 /2O24_AND ENDING �31<br>MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | E. Barnes & Company dba Pacific Investment Securities Corporation | | | | | TYPE OF REGISTRANT (check all applicable boxes)!<br>□<br>[!I Broker-dealer<br>D Check here ff respondent Is also an OTC derivatives dealer | □<br>Security-based swap dealer | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE Of BUSINESS: (Do not use a P.O. box no.) | | | | | | 21 Sovereign Way | | | | | | | (No. and Street) | | | | | Hutchins.on Island | FL | | 34949 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WlTH REGARD TO THIS FILING | | | | | | Frank Lardino | 304-4 708<br>(954) | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Croppe� A��2�,�_ta�-�Y | | | | | | | ~<br>(Name - if individual, state last, first, and middle name) | • .<br>. _ | | | | 2700 Ygnacio Valley Road, Ste 270 | Walnut Creek | CA | 94598 | | | (Address) | (City) | {State) | (Zip Code) | | | 03/04/2009 | | 3381 | | | | (Date of Rejistration with PCAOB){!f applicable) | FOR 0FFIOAL USE ONLY | | .(PCAOB Reg!stration Number, If appllcablel | | | ·_ , -<br>•• - -<br>- •• •• +<br>._ _<br><br>• Cairns for exemption from the requirement thatthe annual reports be covered by the reports of an independent public…Read the full text as markdown