# NEEDHAM & COMPANY, LLC X-17A-5/A (2017-03-01) — Broker-dealer annual report

- Company: NEEDHAM & COMPANY, LLC
- Form: X-17A-5/A
- Filed: 2017-03-01
- Period: 2016-12-31
- Accession: 0000764900-17-000004
- CIK: 764900
- File #: 8-33772
- Material weakness: No
- Auditor: KPMG, LLP
- Auditor location: New York, NY
- Contact: Robert Fiordaliso
- Phone: 212-705-0363
- Signed by: John J, Prior, Jr. (Chief Executive Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/764900/000076490017000004/NeedhamCoLLC_SEC_full_SFC.pdf

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X-17A-5/A

 0000764900
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 NEEDHAM & COMPANY, LLC

 445 PARK AVENUE
 NEW YORK
 NY
 10022-2602

 Robert Fiordaliso
 212-705-0363

 KPMG, LLP

 345 Park Avenue
 New York
 NY
 10154-0102

 Certified Public Accountant

 John J, Prior, Jr.
 NEEDHAM & COMPANY, LLC
 12-31-2016
 John J. Prior, Jr.
 Chief Executive Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.