Full text of SNC CAPITAL MANAGEMENT CORP.'s X-17A-5 filed 2023-03-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # SNC Capital Management Corporation Dba RCM Securities # FINANCIAL STATEMENTS December 31, 2022 (Together with Report of Independent Auditors) This report is deemed confidential in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 and Regulation 1.10(g) under the Commodity Exchange Act. {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | |---------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-33866 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING\_01/01/2022 12/31/2022 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: SNC Capital Management Corp. DBA RCM Securities TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 318 W. Adams Street, floor 10 (No. and Street) Chicago -60606 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING 312-870-1530 Edmund Sweeney Compliance@rcmsecurities.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ryan and Juraska LP (Name - if individual, state last, first, and middle name) 141 W Jackson Blvd Chicago 60604 (Address) (City) (State) (Zip Code) 3-24-2009 3407 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION | Edmund Sweeney | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------…Read the full text as markdown