Full text of SF INVESTMENTS, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Report December 31, 2025 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition bound separately has been filed with the Securities and Exchange Commission simultaneously herewith as a PUBLIC document. {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-34069 | | {2}------------------------------------------------ | Steven Shapiro | | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------| | tinancial report pertaining to the firm of SF Investments, Inc. | | as of | | December 31 | 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | as that of a customer. | | | | | | | | Signature: | | |-----------------|--| | Title: | | | 111-- Decoidant | | - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ #### Contents | Report of Independent Registered Public Accounting Firm<br>1 - 2 | | |----------------------------------------------------------------------------------------------------------------------------------------------------------|--------| | Financial Statements | | | Statement of Financial Condition | | | Statement of Operations | 4 | | Statement of Changes in Stockholders' Equity | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7 – 13 | | Supplementary Information | | | Schedule I - Computation of Net Capital Pursuant to Rule 15c3-1 | 14 | | Schedule II - Computation for Determination of Reserve Requirements and Information Relating to<br>Possession and Control Requirements Under Rule 15c3-3 | 15 | {4}------------------------------------------------  # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors and Stockholders of SF Investments, Inc. # **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of SF Inv…Read the full text as markdown