Full text of PATRICK CAPITAL MARKETS, LLC's X-17A-5/A filed 2021-10-13 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM JUNE 30, 2021 {1}------------------------------------------------ | SEC FILE NUMBER | |-----------------| | 8-34099 | | REPORT FOR THE PERIOD BEGINNING 07/01/2020<br>AND ENDING 06/30/2021 | | | | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|-----------------------------------|--| | | MM/DD/YY | | MM/DD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Patrick Capital Markets, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM LD. NO. | | | | | | | | | 7401 Watson Rd., Ste. 86 | | | | | | | (No. and Street) | | | | | St. Louis | MO | | 63119 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(314) 963-9336<br>Brian Clark | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 9501 W. 171st St. H-103 | Tinley Park | = | 60487 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ - - - - - - - - - - - - - - {3}------------------------------------------------  # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Directors Patrick Capital Markets, LLC ## **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Patrick Capital Markets, LLC (the "Company") as of June 30, 2021, and the related notes (collectively referred to as the "financial statements"). In our opinion, the statement of financial condition presents fairly, in all material respects, the financial position of Patrick Capital Markets, LLC as of June 30, 2021 in conformity with accounting principles generally accepted in t…Read the full text as markdown