E.J. STERLING, LLC X-17A-5 (2016-02-18) — Broker-dealer annual report

Full text of E.J. STERLING, LLC's X-17A-5 filed 2016-02-18 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: E.J. STERLING, LLC
• Form: X-17A-5
• Filed: 2016-02-18
• Period: 2015-12-31
• Accession: 0000769815-16-000012
• CIK: 769815
• File #: 8-34176
• Material weakness: No
• Auditor: Israeloff Trattner & Co, PC
• Auditor location: Garden City, NY
• Contact: Emily Abbruzzese
• Phone: 5168584766
• Signed by: John Parmigiani (CEO)

Document text (excerpt)

X-17A-5 0000769815 XXXXXXXX LIVE true false true 01-01-2015 12-31-2015 Broker-dealer N E.J. STERLING, LLC THREE WORLD FINANCIAL CENTER 200 VESEY STREET 24TH FL NEW YORK NY 10281 Emily Abbruzzese 5168584766 Israeloff Trattner & Co, PC 1225 Franklin Avenue, Suite 200 Garden City NY 11530 Certified Public Accountant John Parmigiani E.J. STERLING, LLC 12-31-2015 John Parmigiani CEO Y

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Original filing on SEC EDGAR (source of record)