# BMO CAPITAL MARKETS CORP. X-17A-5 (2020-02-26) — Broker-dealer annual report

- Company: BMO CAPITAL MARKETS CORP.
- Form: X-17A-5
- Filed: 2020-02-26
- Period: 2019-12-31
- Accession: 0000772028-20-000003
- CIK: 772028
- File #: 8-34344
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: NEW YORK, NY
- Contact: MARY FORTE-O'BRIEN
- Phone: 212-702-1243
- Signed by: BRAD ROTHBAUM (CHIEF OPERATING OFFICER)

Original filing: https://www.sec.gov/Archives/edgar/data/772028/000077202820000003/bmocmcpublicversion123119.pdf

---

X-17A-5

 0000772028
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 BMO CAPITAL MARKETS CORP.

 3 TIMES SQUARE
 NEW YORK
 NY
 10036

 MARY FORTE-O'BRIEN
 212-702-1243

 KPMG LLP

 345 PARK AVE.
 NEW YORK
 NY
 10154

 Certified Public Accountant

 BRAD ROTHBAUM
 BMO CAPITAL MARKETS CORP.
 12-31-2019
 BRAD ROTHBAUM
 CHIEF OPERATING OFFICER
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.