Full text of BMO CAPITAL MARKETS CORP.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BMO CAPITAL MARKETS CORP.** (An Indirect Wholly Owned Subsidiary of Bank of Montreal) # **Statement of Financial Condition** # **December 31, 2025** (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-34344 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 unde r the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **0 1/01 /25** MM/DD/YY AND ENDING **12/31 /25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: BMO CAPITAL MARKETS CORP. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 151 W. 42nd STREET (No. and Street) NEW YORK NY 10036 {City) (State) (Zip Code) **PERSON** TO CONTACT WITH REGARD TO THIS FILING MICHAEL FORLENZA 212-702-1981 MICHAEL.FORLENZA@BMO.COM (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG LLP (Name - if individual, state last, first, and middle name) 200 E RANDOLPH ST. CHICAGO IL 60610 {Address) (City) (State) (Zip Code) 10/20/2003 185 {Date of Registration with PCAOB)lif applicable) (PCAOB Registration Number, if applicable] **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, MICHAEL FORLENZA | | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------|----|------------------------------------------------------------------------------------|-------| | | | financial report pertaining to the firm o…Read the full text as markdown