Full text of HCC SECURITIES GROUP, INC's X-17A-5 filed 2026-04-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-34645 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-----------------------------------------------------------------------------------------------------------| |-----------------------------------------------------------------------------------------------------------| FILING FOR THE PERIOD BEGINNING **O 1/01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: HCC Securities Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 261 Old York RD #823 A | | | (No. and Street) | | | | |----------------------------------------------------------------------------------------|--|---------------------------------|-----------------------------------------------|-------------------|--| | Jenkintown | | PA | | 9046<br>1 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joseph F Rossetti | | 646-722-5026 | | jr@avantirose.com | | | (Name) | | (Area Code -- Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained<br>Romeo & Chiaverelli, CPAS | | | in this filing* | | | | (Name -if<br>individual, state last, first, and middle name) | | | | | | | One Bala Avenue | | Suite 234 Bala Cynwyd | PA | 9004<br>1 | | | (Address) | | (City) | (State) | (Zip Code) | | | /<br>9/01<br>2009 | | | 3721 | | | | r<br>te of Registration with PCAOB)(if applicable)<br>( | | | (PCAOB Registration Number, if a ppl i cable) | | | | | | FOR OFFICIAL USE ONLY | | I | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of info…Read the full text as markdown