Full text of FINANCIAL NORTHEASTERN SECURITIES, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Financial Northeastern Securities, Inc.** Statement of Financial Condition and Notes to the Financial Statements with Report of Independent Registered Public Accounting Firm December 31, 2025 {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Estimated average burden Washington, D.C. 20549 hours per response: 12 ANNUAL REPORTS sec file number FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/25 FILING FOR THE PERIOD BEGINNING 011/01/25 and ending MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM Financial Northeastern Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): □ Major security-based swap participant □ Security-based swap dealer © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 Passaic Avenue (No. and Street) 07004 New Jersey Fairfield (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Sandralin Kiss 800-362-9876 skiss@financialnortheastern.com (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WithumSmith+Brown (Name – if individual, state last, first, and middle name) 07981 NJ 200 Jefferson Park, Suite 400 Whippany (State) (Zip Code) (City) (Address) 100 10/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Sandralin Kiss swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Financial Northeastern Securities, Inc as of 12/31 2 025\_\_\_ is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a cus…Read the full text as markdown