Full text of UMB FINANCIAL SERVICES, INC.'s X-17A-5 filed 2026-02-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORMX-17A-5** PART III ## **FACING PAGE** **Information Required Pursuant to Section Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING -~0=l/~01=/2=5 | MMIDDNY | __<br>AND ENDING | 12/31/25<br>MMIDDNY | |----------------------------------------------------------------------------------------------------|------------------------------|--------------------------------------------------------|--------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: UMB Financial Services, Inc. (a wholly owned subsidiary ofUMB Financial Corporation) | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 181 Broker-dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 928 Grand Boulevard | | | | | | (No. and Street) | | | | Kansas City | Missouri | | 64106 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Angela Gates | | | (816) 860-8796 | | | | | (Area Code - Telephone No.) | | President and Chief Financial Officer | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | KPMG LLP<br>Two Manhattan West 375 9th Avenue | New York | New York | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | | | | (Date of Registration with PCAOB (if applicable)) | | 185 | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17 a-5 (e)(2).* {1}------------------------------------------------ # **AFFIRMATION** I, Angela Gates, affirm that, to the best of my knowledge and belief, the accompanying financial report pertaining to the firm ofUMB Financial Services, Inc. (the "Company") (a wholly owned subsidiary ofUMB Financial Corporation) as o…Read the full text as markdown