J.P. MORGAN SECURITIES LLC X-17A-5 (2020-04-01) — Broker-dealer annual report

Full text of J.P. MORGAN SECURITIES LLC's X-17A-5 filed 2020-04-01 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: J.P. MORGAN SECURITIES LLC
• Form: X-17A-5
• Filed: 2020-04-01
• Period: 2019-12-31
• Accession: 0000782124-20-000009
• CIK: 782124
• File #: 8-35008
• Material weakness: No
• Auditor: PRICEWATERHOUSECOOPERS LLP
• Auditor location: New York City, NY
• Contact: Charles DiVuolo
• Phone: Charles DiVuolo
• Signed by: James Collins (Managing Director)

Document text (excerpt)

X-17A-5 0000782124 XXXXXXXX LIVE true false false 01-01-2019 12-31-2019 Broker-dealer N J.P. MORGAN SECURITIES LLC 383 MADISON AVENUE NEW YORK NY 10179 Charles DiVuolo Charles DiVuolo PRICEWATERHOUSECOOPERS LLP 300 MADISION AVE New York City NY 1 Certified Public Accountant James Collins J.P. MORGAN SECURITIES LLC 03-02-2020 James Collins Managing Director Y

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• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-28
• X-17A-5/A — 2018-02-28
• X-17A-5 — 2018-02-27
• X-17A-5 — 2017-03-01
• X-17A-5/A — 2017-03-01

Original filing on SEC EDGAR (source of record)