Full text of ACADEMY SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition (With Report of fudependent Registered Public Accounting Finn) DECEMBER 31, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB umber: 3235-0123 Expires: Oct. 31, 2023 Es !mated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-35173 | **FACING PAGE** Information **Required Pursuant to** Rules **17a-5, 17a-12, and 18a-7 under the Securities Exchange Act** of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2021** AND ENDING **12/31/2021** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Academy Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer O Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 622 Third Avenue, 12th Floor | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------|---------------------------------------------------------------|-----------------|-------------------------------------------|--| | New York | NY | 10017 | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Anthony Graham | 858-876-9398 | | agraham@academysecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Friedman LLP | | | | | | | (N ame - if Individua l, state las t, first, and middle name) | | | | | 1 oo Eagle Rock Avenue Suite 200 East Hanover | | NJ | 07936 | | | (Address) | (City) | {State) | (Zip Code) | | | October 22, 2003 | | 711 | | | | {re of Regf<trntfoa with PCAOB)llf app | licable{ | | {PCAOB Regfstcatfoa N,mbec, ff apPlkablel | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the** collection of Information **contained** in **this form are not required to** respond unle…Read the full text as markdown