Full text of BNY MELLON CAPITAL MARKETS, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BNY MELLON CAPITAL MARKETS, LLC** (An Indirect Wholly Owned Subsidiary of BNY Mellon) Statement of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 35255 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 01/01/2020 | | 12/31/2020<br>REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|----------------------------------------------------------------------------------------------------------------------|------------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | A. | REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | BNY Mellon Capital Markets, LLC | | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 240 Greenwich Street, 3rd floor<br>___________________________________________________________________________________________________________________ | | | | | | | | (No. and Street) | | | | | | New York<br>___________________________________________________________________________________________ | New York | | 10286 | __________________________ | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>John Conway<br>B. | ACCOUNTANT IDENTIFICATION | | (212) 815-4358 | (Area Code – Telephone Number) | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>KPMG LLP<br>_____________________________________________________________________________________________________________________ | | | |…Read the full text as markdown