Full text of TRUIST INVESTMENT SERVICES, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Truist Investment Services, Inc. (A Wholly Owned Subsidiary ofTruist Financial Corporation) Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | 0MB APPROVAL<br>0MB Number: 3235-0123 | | | | | | | |-----------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|---------------------------------------------|--|--|--|--|--| | | SECURITIES AND EXCHANGE COMMISSION | Expires: Nov. 30, 2026 | | | | | | | | | Washington, D.C. 20549 | Estimated average burden<br>hours per response:<br>12 | | | | | | | | | ANNUAL REPORTS | | | | | | | | | | FORM X-17A-5 | | SEC FILE NUMBER<br>8-35355 | | | | | | | | PARTm | | | | | | | | | | FACING PAGE | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | | AND ENDING 12/31/2023 | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME oF FIRM: Truist Investment Services, Inc. | | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 303 Peachtree Center Ave, Suite 140 | | | | | | | | | | (No. and Street) | | | | | | | | | Atlanta | GA<br>30303 | | | | | | | | | (City) | (State) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Monica Wood | ( 404 )813-5880 | monica.r.wood@truist.com | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | | | | | (Name- if individual, state last, first, and middle na…Read the full text as markdown