Full text of HIGHWATER FINANCIAL, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Highwater Financial LLC (Formerly Hankerson Financial, Inc.)** **Statement of Financial Condition** **December 31, 2021** {1}------------------------------------------------ | | | UNITED STATES | | | | | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|------------------------------------------------|--|--|--| | | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 323>-0123<br>Expire: Oct. 31, 2023 | | | | | PUBLIC | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | | | hours per reponse: 12 | | | | | ANNUAL REPORTS | | | SEC FIL£ NUMBER | | | | | | FORM X-17A-5 | | | 8-35379 | | | | | | | PART Ill | | | | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | ANDENDING 12/31/21<br>FILING FOR THE PERIOD BEGINNING 01/01/21 | | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | NAME OF FIRM: HIGHWATER FINANCIAL LLC | | | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | l!ii!I Broker-dealer | D Security-based swap dealer | | | D Major security-based swap participant | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1730 N CLARK ST #3602 | | | | | | | | | | | (No. and Street) | | | | | | | | CHICAGO | IL | | 60614 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | (908) 803-8090<br>DAVID MALAT | | | DMALA T@CFOPARTNERS.COM | | | | | | (Name) | | (Area Code-Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | | | | 100 E SYBELIAAVE, SUITE 130 MAITLAND | | FL | 32751 | | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | JULY 28, 2004 | | | 1839 | | | | | | ·r·<br>of Reglstratioo w…Read the full text as markdown