Full text of RKCA, INC.'s X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | **SEC FILE NUMBER** **8-35572** | AND ENDING ---------<br>FILING FOR THE PERIOD BEGINNING 01/01/2021<br>12/31/2021<br>MM/DD/YY<br>MM/DD /YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: ------------------------------<br>RKCA, Inc.<br>TYPE OF REGISTRANT {check all applicable boxes):<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>1077 Celestial Street<br>(No. and Street)<br>Ohio<br>Cincinnati<br>45202<br>(City)<br>(State)<br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Brent Rippe<br>(513) 997-4592<br>brippe@rkca.com<br>(Name)<br>(Area Code -Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Flynn & Company, Inc.<br>(Name -if individual, state last, first, and middle name)<br>7800 E. Kemper Road<br>Cincinnati<br>Ohio<br>45249<br>(Address)<br>(City)<br>(State)<br>(Zip Code)<br>11/17/2009<br>3876<br>(Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, If applicable)<br>FOR OFFICIAL USE ONLY | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown