Full text of RFS PARTNERS's X-17A-5 filed 2024-09-27 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ក 8-36128 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING 7/1/23<br>_ AND ENDING 6/30/24<br>MM/DD/YY | | | MM/DD/YY | | |-------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----|---------|--------------------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: RFS Partners | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>മ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1875 Lawrence Street, Suite 300 | | | | | | | | (No. and Street) | | | | | | Denver | CO | | | 80202-1805 | | | (City) | The rest (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Steve Rogers<br>(Name) | 415-398-2727<br>(Area Code - Telephone Number) (Email Address) | | | srogers@sheltoncap.com | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | (Name - if individual, state last, first, and middle name) | | | | | | 485 Lexington Avenue, Fl 11 | New York | | NY | 10017 | | | (Address) | (City) | | (State) | (Zip Code) | | | 9/24/03 | | 173 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | 99 11 9 81-1 1 0 8 1 | FOR OFFICIAL USE ONLY | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. 12 01 Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Steve Rogers | | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------…Read the full text as markdown