Full text of LEMLEY, YARLING & CO.'s X-17A-5 filed 2026-06-01 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES PURSUANT TO SEC RULE 17a-5(d)** **March 31, 2026** {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | fours per response: | 12 | # SEC FILE NUMBER 8-36305 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 4/1/2025 MM/DD/YY AND ENDING 3/31/2026 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: LEMLEY, YARLING & CO. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3051 ALDERBROOK DR | | (No. and Street) | | | | |-----------------------------------------------------------------------------|------------------------------------------------------------|-------------------|------------------------------------------|--| | INDEPENDENCE | | 41051 | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | RALPH J. LEMLEY, PRESIDENT 312-925-5248 | | budlemley@aol.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing ** | | | | | | RYAN & JURASKA LLP, CERTIFIED PUBLIC ACCOUNTANTS | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 141 W. JACKSON BLVD, STE 2250 CHICAGO | | = | 60604 | | | (Address) | (City) | (State) | (Zip Code) | | | MARCH 24, 2009 | | 3407 | | | | Dato of Registration with DC AORVif annlicablot | | | (DCAOR Rocictration Number it annoicanto | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form…Read the full text as markdown