# SPECTRUM ASSET MANAGEMENT, INC. X-17A-5 (2017-02-23) — Broker-dealer annual report

- Company: SPECTRUM ASSET MANAGEMENT, INC.
- Form: X-17A-5
- Filed: 2017-02-23
- Period: 2016-12-31
- Accession: 0000798377-17-000002
- CIK: 798377
- File #: 8-36472
- Material weakness: No
- Auditor: Ernst &  Young LLP
- Auditor location: Des Moines, IA
- Contact: Jean Orlando
- Phone: 2033211136
- Signed by: Jean Orlando (CFO - FinOp)

Original filing: https://www.sec.gov/Archives/edgar/data/798377/000079837717000002/finalreport2016.pdf

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X-17A-5

 0000798377
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 SPECTRUM ASSET MANAGEMENT, INC.

 2 HIGH RIDGE PARK
 2ND FLOOR
 STAMFORD
 CT
 06905

 Jean Orlando
 2033211136

 Ernst & Young LLP

 801 Grand Avenue
 Des Moines
 IA
 50309

 Certified Public Accountant

 Jean Orlando
 SPECTRUM ASSET MANAGEMENT, INC.
 12-31-2016
 Jean Orlando
 CFO - FinOp
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.